# Issuer Documentation

This is the documentation site for Issuers on the Issuance platform. On the left are expandable menus to documentation pages on how to create and manage offerings, onboard team members, initiate payouts, and more. Click on any of the links to be taken to that page. Below are links to pages we find are commonly requested by our Issuers.

### Jump right in

<table data-view="cards"><thead><tr><th></th><th></th><th data-hidden data-card-cover data-type="files"></th><th data-hidden></th><th data-hidden data-card-target data-type="content-ref"></th></tr></thead><tbody><tr><td><strong>Platform Self Serve Guide</strong></td><td>A Self Serve Guide to introduce you to the Issuance Platform</td><td></td><td></td><td><a href="/issuance-documentation/issuer-profiles-and-accounts/platform-self-serve-guide">Platform Self Serve Guide</a></td></tr><tr><td><strong>Onboarding</strong></td><td>Complete Onboarding to create and manage offerings on your Issuer Profile</td><td></td><td></td><td><a href="/issuance-documentation/issuer-profiles-and-accounts/issuer-profile/quickstart">Issuer Onboarding</a></td></tr><tr><td><strong>Offering Team</strong></td><td>Invite team members to manage your offering</td><td></td><td></td><td><a href="/issuance-documentation/issuer-profiles-and-accounts/issuer-profile/publish-your-docs">Managing Issuer Accounts on an Issuer Profile</a></td></tr><tr><td><strong>Payouts</strong></td><td>Initiate a payout to receive funds from investors for Reg A, Reg S, Reg D 506(b), and Reg 506(c) offerings</td><td></td><td></td><td><a href="/issuance-documentation/issuer-profiles-and-accounts/issuer-profile/payouts">Payouts</a></td></tr><tr><td><strong>Escrow</strong></td><td>Initiate an escrow close to receive funds from investors for Reg CF offerings</td><td></td><td></td><td><a href="/issuance-documentation/offerings/regulation-cf/escrow-closing-process">Escrow Closing Process</a></td></tr><tr><td><strong>Changes to the Platform</strong></td><td>This is a record of the changes we have made to the Issuance platform over time</td><td></td><td></td><td><a href="/issuance-documentation/issuer-profiles-and-accounts/changes-to-the-platform">Changes to the Platform</a></td></tr></tbody></table>


# Issuer Profile

This section provides details for how to onboard an Issuer to the Issuance platform, manage offering teams, and initiate payouts.

<table data-view="cards"><thead><tr><th></th><th></th><th data-hidden></th><th data-hidden data-card-target data-type="content-ref"></th></tr></thead><tbody><tr><td><strong>Issuer Onboarding</strong></td><td><p></p><p>Guide to complete the Issuer Onboarding Flow</p></td><td></td><td><a href="/issuance-documentation/issuer-profiles-and-accounts/issuer-profile/quickstart">Issuer Onboarding</a></td></tr><tr><td><strong>Managing Issuer Accounts on an Issuer Profile</strong></td><td>Documentation for managing Team Members of an Issuer Profile</td><td></td><td><a href="/issuance-documentation/issuer-profiles-and-accounts/issuer-profile/publish-your-docs">Managing Issuer Accounts on an Issuer Profile</a></td></tr><tr><td><strong>Payouts</strong></td><td><p></p><p>Documentation for managing Payouts</p></td><td></td><td><a href="/issuance-documentation/issuer-profiles-and-accounts/issuer-profile/payouts">Payouts</a></td></tr></tbody></table>


# Issuer Onboarding

{% hint style="info" %}
This section provides information on how to go through the onboarding process.
{% endhint %}

### Login <a href="#login" id="login"></a>

{% hint style="info" %}
This section provides information on how to login to an Issuer Account after an invitation email has been sent. If you have not received an invitation email, please reach out to your Issuance Client Operations contact.
{% endhint %}

#### Login with Email and Password <a href="#login-with-email-and-password" id="login-with-email-and-password"></a>

**1. Login Page**

Open your invitation email to create an Issuer Account and click on the invitation link.

Clicking or using the emailed link will bring you to the [Issuer Login](https://invest.issuance.com/issuer) page.

***You must use your invitation link to login for the first time.***

After you have created an Issuer Account, you can navigate to the [Issuer Login](https://invest.issuance.com/issuer) page.

**2. Password**

Click the Password field. Type in a secure password.

Passwords for accounts on the Issuance platform must contain at least 8 characters.

**3. Creation**

Click the "Continue" button to login and be taken to the [Issuer Dashboard](https://invest.issuance.com/issuer/dashboard).

There you can manage your Issuer Account and your Issuer Profile.

If you have not yet set up an Issuer Profile, please continue to the next section.

***

### Issuer Onboarding <a href="#issuer-onboarding" id="issuer-onboarding"></a>

{% hint style="info" %}
This section provides information on how proceed with the Issuer Onboarding process after the creation of your Issuer Account.
{% endhint %}

If your company already has an existing Issuer Profile and it is not connected to your account, please contact an Issuance Client Operations contact for assistance.

On the following pages, we will collect the necessary information to get you onboarded. Please have readily available your company's tax ID number and the tax ID number for any anyone with >25% ownership. When completing the forms, please use the FULL LEGAL NAME for all entries.

Enter your full name and email address to continue.

**1. Enter your full name**

This is your legal full name as it appears on your identification.

**2. Enter your email address**

This is our email address that is associated with your company.

**3. Click "Continue"**

#### Issuer Details <a href="#issuer-details" id="issuer-details"></a>

**1. Click the "Contact Person" field.**

Type in the full legal name of the designated company contact. This is typically the CEO or CFO, but can be anyone in the company.

**2. Click the "Company Phone" field.**

Type the company's phone number. This phone number is will be used by Issuance in the event we need to contact the issuer company.

**3. Click the "Company Name" field.**

Type the full legal name of the company. Doing business as, or DBA, names are not allowed.

**4. Click the "Year of formation" field.**

Type the year the company was legally formed.

**5. Click the "Country of formation" field.**

Click on the country where the company was legally formed.

**6. Click the "State of formation", "Province of formation", or "Region" field.**

Select or type the state, province, or region where the company was legally formed.

**7. Click the "EIN" or "Tax ID Number" field.**

Type the company's EIN or Tax ID number.

**8. Click the "Business URL" field.**

Type in the URL of your your offering's landing page or the main website for the business. This must begin with https\:// or http\://.

**9. Click "Continue"**

#### Issuer Address <a href="#issuer-address" id="issuer-address"></a>

**1. Click the "Street Address" field.**

Type the company's legal street address, e.g., the company headquarters or an office space.

**2. If applicable, click the "Suite or Unit #" field.**

Type the suite or unit # of the company's legal address. Enter only if applicable.

**3. Click the "City" field.**

Type the city of the company's legal address.

**4. Click the "Country" field.**

Select the country of the company's legal address.

**5. Click the "Postal Code" field.**

Type the postal code of the company's legal address.

**6. Click "Continue"**

#### Invite Teammates <a href="#invite-teammates" id="invite-teammates"></a>

Here you have the opportunity to invite teammates manage the offering. You can also do this at any time once the offering is created.

**1. Click "Invite"**

To invite a teammate, press on the button labeled "Invite".

**2. Enter their email**

Enter your teammates email in the email entry form.

**3. Select their role**

Choose their role. A list of roles and their functions can be found in the [Manage Offering Team](https://docs.issuance.com/docs/team-invite) section of the documentation.

**4. Click "Add User"**

This action will send an invitation email to your teammate to join your Issuer Profile.

**5. Click "Continue"**

Once your teammates have been added, click "Continue" to proceed. If no teammates were added, click "Skip" to proceed.

### Onboarding Dashboard <a href="#onboarding-dashboard" id="onboarding-dashboard"></a>

{% hint style="info" %}
This section provides information on how to continue with the Onboarding Process.
{% endhint %}

#### Offering Creation <a href="#offering-creation" id="offering-creation"></a>

**Click on the Offering Creation button**

You will be taken to the Offering Creation page.

Please click on the appropriate offering type below for documentation of that offering type.

After you have finished creating an offering, please return to this section for further guidance.

[Reg A Creation](https://docs.issuance.com/docs/offering-reg-a-create)

[Reg CF Creation](https://docs.issuance.com/docs/offering-reg-cf-create)

[Reg S Creation](https://docs.issuance.com/docs/offering-reg-s-create)

[Reg D 506(b) Creation](https://docs.issuance.com/docs/offering-reg-d-b-create)

[Reg D 506(c) Creation](https://docs.issuance.com/docs/offering-reg-d-c-create)

[Test the Waters Creation](https://docs.issuance.com/docs/test-the-waters-create)

#### Beneficial Owners <a href="#beneficial-owners" id="beneficial-owners"></a>

**Click on the Beneficial Owners button**

{% hint style="info" %}
This section provides the definitions of each field this is required to add a beneficial owner(s). If there is more than one beneficial owner, this process will have to be repeated until all beneficial owners have been added.

When all owners have been added, please click on the "All Owners Added" button to continue.
{% endhint %}

**1. Click on the Beneficial Owners button**

This will take you to Add Beneficial Owner(s) page

**First Name**

This is the legal first name of the beneficial owner.

**Last name**

This is the legal last name of the beneficial owner.

**Email**

This is the email of the beneficial owner.

**Phone**

This is the phone number of the beneficial owner.

**Date of Birth**

This is the date of birth of the beneficial owner.

**Tax ID Number**

This is the tax ID number of the beneficial owner.

**Citizenship**

This is the citizenship of the beneficial owner. If the beneficial owner has more than one, please choose the most relevant citizenship.

**Title**

This is the corporate title of the beneficial owner.

**Street Address**

This is the street address of the beneficial owner's residence.

**Suite or Unit**

This is the suite or unit # of the beneficial owner's residence.

**City**

This is the city of the beneficial owner's residence.

**Country**

This is the country of the beneficial owner's residence.

**State | Province | Region**

This is the state, province, or region of the beneficial owner's residence.

**Front of person's ID**

This a photo of the front of the beneficial owner's government issued ID. If the owner is a resident of a country that is not the US, please use a photo of their passport.

**Back of person's ID**

This a photo of the back of the beneficial owner's government issued ID. If the owner is a resident of a country that is not the US, please use a photo of their passport.

#### Stripe Connect Setup <a href="#stripe-connect-setup" id="stripe-connect-setup"></a>

This section provides information about the Bank Account page.

**Account Number**

This is the account number of the company's bank account.

**Confirm Account Number**

This is to confirm the account number of the company's bank account.

**Routing Number**

This is the routing number of the company's bank account.

**Bank Country**

This is the country in which the company's bank account is held.

The following sections apply only to Reg CF offerings.

#### Escrow Bank Account <a href="#escrow-bank-account" id="escrow-bank-account"></a>

The following section provides information on adding an escrow bank account for a Reg CF offering.

**Account Number**

This is the account number of the company's escrow bank account.

**Confirm Account Number**

This is to confirm the account number of the company's escrow bank account.

**Routing Number**

This is the routing number of the company's escrow bank account.

**Bank Name**

This is the name of the bank that holds the company's escrow bank account.

**Bank Street Address**

This is the street of the mailing address of the company's escrow bank.

***Optional*****&#x20;Bank Suite or Unit**

This is suite or unit # of the mailing address of the company's escrow bank.

**Bank City**

This is the city of the mailing address of the company's escrow bank.

**Bank Country**

This is the country of the mailing address of the company's escrow bank.

**Bank State | Province | Region**

This is the state, province, or region of the mailing address of the company's escrow bank.

**Bank Postal Code**

This is the postal code of the mailing address of the company's escrow bank.

**Receiver Name**

This is the name of the company's receiver.

**Receiver Address**

This is the street of the mailing address of the company's receiver

***Optional*****&#x20;Receiver or Unit**

This is suite or unit # of the mailing address of the company's receiver.

**Receiver City**

This is the city of the mailing address of the company's receiver.

**Receiver Country**

This is country of the the mailing address of the company's receiver.

**Receiver State | Province | Region**

This is the state, province, or region of the mailing address of the company's receiver.

**Receiver Postal Code**

This is the postal code of the mailing address of the company's receiver.

#### Advertising & Communications Guidelines <a href="#a-dvertising-and-communications-guidelines" id="a-dvertising-and-communications-guidelines"></a>

The following section provides information on agreeing to the advertising and communcations guidelines.

**Name and Signature**

This is the legal full name of the company's contact that is signing the agreement.

**Title**

This is the corporate title of the company's contact this is signing the agreement.


# Managing Issuer Accounts on an Issuer Profile

This section provides information on how to manage the team of an Issuer Profile.

### Roles <a href="#roles" id="roles"></a>

There are three roles an individual Issuer Account can be assigned to on an Issuer Profile. Each Issuer Account can only be assigned one role to an individual Issuer Profile at a time.

Owner

* There can be only one Owner per Issuer Profile at any time.
* The account with this role cannot be removed from an Issuer Profile.
* Can transfer the Owner role to another Issuer Account.
* Can add, remove, and change the role of any Issuer Accounts on the Issuer Profile.
* Has full access to the Issuer Profile and can create Offerings.
* Can review, approve, accept, and cancel investments.
* Can initiate payouts.

Admin

* There can be multiple Admins per Issuer Profile.
* Can add, remove, and change the role of any Issuer Accounts on the Issuer Profile except the Owner.
* Has full access to the Issuer Profile and can create Offerings.
* Can review, approve, accept, and cancel investments.
* Can initiate payouts.

Billing Admin

* There can be multiple Billing Admins per Issuer Profile.
* Can add, remove, and change the role of any Issuer Accounts on the Issuer Profile except the Owner.
* Has full access to the Issuer Profile and can create Offerings.
* Can review, approve, accept, and cancel investments.
* Can initiate payouts.

The following roles are not implemented as of this writing:

Manager

* There can be multiple Managers per Issuer Profile.
* Has full access to the Issuer Profile and can create Offerings.
* Can review, approve, accept, and cancel investments.

Support

* There can be multiple Supports per Issuer Profile.
* Has full access to the Issuer Profile.

Marketing

* There can be multiple Marketings per Issuer Profile.
* Has limited access to the Issuer Profile. Only name, email, phone, and investment size details are viewable.

### How to Add, Change the Role of, and Remove an Issuer Account <a href="#how-to-add-change-the-role-of-and-remove-an-issuer-account" id="how-to-add-change-the-role-of-and-remove-an-issuer-account"></a>

#### Navigating to the Issuers Page <a href="#navigating-to-the-issuers-page" id="navigating-to-the-issuers-page"></a>

From the [Issuer Dashboard](https://invest.issuance.com/issuer/dashboard), click "Issuers"

Alternatively, you can navigate to the [Issuers Page](https://invest.issuance.com/issuer/dashboard/issuers) directly.

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-05-22/5977d318-727c-4439-a12a-0da246eb79ab/ascreenshot.jpeg?tl_px=0,0\&br_px=1719,961\&force_format=png\&width=560.0\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=48,105)

Click on your company's Issuer Profile to expand the staff menu.

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-05-22/3514d082-8a47-4645-b5cf-00b26a537657/ascreenshot.jpeg?tl_px=0,79\&br_px=1719,1040\&force_format=png\&width=560.0\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=205,138)

#### Adding Staff <a href="#adding-staff" id="adding-staff"></a>

To add staff, click the "Email" field and type in the email of the staff member you want to add.

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-05-22/84a06270-f9ea-4eb0-a9ea-9f5948bb27b7/ascreenshot.jpeg?tl_px=0,313\&br_px=1719,1274\&force_format=png\&width=560.0\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=241,138)

**Selecting a Role**

Select the role you want the staff member to have from the dropdown menu.

As of this writing Manager, Support, and Marketing roles are not implemented.

If you want to set the role of the staff member as Billing Admin, you must first add them as an Admin. Once they are added, you can change their role.

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-05-22/92aec6b0-674c-42d1-ab3c-44925e2d88e6/ascreenshot.jpeg?tl_px=1640,323\&br_px=3360,1284\&force_format=png\&width=560.0\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=428,138)

**Adding the Staff Member**

If the staff member's email account is already registered on Issuance.com, they will have immediate access to the Issuer Profile by navigating to the [Issuer Login](https://invest.issuance.com/issuer) page and logging in with their credentials.

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-05-22/a6c510b0-b156-4502-a1a5-f5697cd096d9/ascreenshot.jpeg?tl_px=1640,315\&br_px=3360,1276\&force_format=png\&width=560.0\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=484,138)

**Inviting the Staff Member**

If the staff member's email account is not registered on Issuance.com, a confirmation window will appear. After sending the invitation, they will receive an email to create an account.

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-05-22/0f060e1e-d909-4764-8347-58d0f5eff0e7/ascreenshot.jpeg?tl_px=1020,697\&br_px=2740,1658\&force_format=png\&width=560.0\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=261,138)

#### Changing Staff Roles <a href="#changing-staff-roles" id="changing-staff-roles"></a>

To change a staff member's role, click on the dropdown that has their current role and and select their new role. The process is automatic upon selection.

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-05-22/75f721d0-84c8-4f2c-9a82-8dc4e67d1191/ascreenshot.jpeg?tl_px=1640,329\&br_px=3360,1290\&force_format=png\&width=560.0\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=446,138)

#### Removing Staff <a href="#removing-staff" id="removing-staff"></a>

Find the Staff Member to remove and click "Remove" to remove access. Once removed they will immediately lose access to the Issuer Profile.

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-05-22/8a0be35e-8dc4-4f3e-a3d8-b2028a44aaf0/ascreenshot.jpeg?tl_px=1640,339\&br_px=3360,1300\&force_format=png\&width=560.0\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=492,138)


# Payouts

{% hint style="warning" %}
Important Information

Your Issuer Profile must have its Stripe Connect application approved before any payout can be made. An application is submitted during onboarding.

If you have not completed onboarding, please visit the [Issuers](https://invest.issuance.com/issuer/dashboard/issuers) page, find the company you need to complete onboarding for, click on the link Onboarding/Setup link, and complete onboarding. For guidance, please read our [documentation](https://docs.issuance.com/docs/onboarding) for Onboarding.

For Reg CF offerings, please visit the [Escrow](https://invest.issuance.com/issuer/dashboard/escrow) page. For guidance, please read our [documentation](https://docs.issuance.com/docs/escrow) for the Escrow page.
{% endhint %}

{% hint style="info" %}
This section provides information on how to initiate a payout for an offering. You can initiate a payout for an offering from the [Payouts](https://invest.issuance.com/issuer/dashboard/payouts) page.
{% endhint %}

### Navigation to the Payouts Page <a href="#navigation-to-the-payouts-page" id="navigation-to-the-payouts-page"></a>

The following two methods will take you to the Payouts page:

Navigate to the [Issuer Dashboard](https://invest.issuance.com/issuer/dashboard). Click "Payouts" in the left sidebar.

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-01/e5f092f4-e00e-4383-b178-a14a6ef1301f/ascreenshot.jpeg?tl_px=0,20\&br_px=1493,860\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=69,139)

Alternatively, you can click "Withdraw Funds" in the upper right hand corner.

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-01/21c0ab28-da48-4545-83a0-36464810f747/ascreenshot.jpeg?tl_px=1866,0\&br_px=3359,840\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=321,69)

### Initiating a Payout <a href="#initiating-a-payout" id="initiating-a-payout"></a>

To initiate a payout for your currently selected Issuer Profile, click "Payout All Funds" in the upper right hand corner.

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-01/bd9de32b-4ee2-4f11-b211-25ee2ad9d586/ascreenshot.jpeg?tl_px=1305,32\&br_px=2798,872\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)A confirmation popup will appear. To confirm the payout, click "Payout". After confirmation, your payout will be processed and deposited in your account.

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-01/a32bc1ca-2999-4c74-a9d2-a70ef19afb8f/ascreenshot.jpeg?tl_px=1113,668\&br_px=2606,1508\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)


# Issuer Account

<table data-view="cards"><thead><tr><th></th><th></th><th></th><th data-hidden data-card-target data-type="content-ref"></th></tr></thead><tbody><tr><td><strong>Creating and Logging Into an Issuer Account</strong></td><td>Documentation for creating and logging into an Issuer Account</td><td></td><td><a href="/issuance-documentation/issuer-profiles-and-accounts/issuer-account/creating-and-logging-into-an-issuer-account">Creating and Logging Into an Issuer Account</a></td></tr><tr><td><strong>Issuer Account Settings</strong></td><td><p></p><p>Documentation for managing the settings of an Issuer Account</p></td><td></td><td><a href="/issuance-documentation/issuer-profiles-and-accounts/issuer-account/issuer-account-settings">Issuer Account Settings</a></td></tr></tbody></table>


# Creating and Logging Into an Issuer Account

{% hint style="info" %}
This section provides information on how to login to your Issuer Account after an invitation email has been sent. You will be prompted to create a password when you login to your Issuer Account for the first time. If you have not received an invitation email, please reach out to your Issuance Client Operations contact.
{% endhint %}

### Login <a href="#login" id="login"></a>

#### Login with Email and Password <a href="#login-with-email-and-password" id="login-with-email-and-password"></a>

***You must use your invitation link to login for the first time.***

Open your invitation email to create an Issuer Account and click on the invitation link.

Clicking or using the emailed link will bring you to the Issuer Login page.

**Password**

Click the Password field. Type in a secure password.

Passwords on issuance.com must contain at least 8 characters.

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-05-15/bff6fff4-f79f-4928-8ef4-9aa16db06826/File.jpeg?tl_px=495,334\&br_px=1988,1174\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)

**Creation**

Click the "Continue" button to login and be taken to the [Issuer Dashboard](https://invest.issuance.com/issuer/dashboard).

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-05-15/00802790-789d-43be-b5d9-6bf5719f8892/ascreenshot.jpeg?tl_px=429,514\&br_px=1922,1354\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)

You can manage your Issuer Account and your Issuer Profile from the dashboard.

After your password has been set, you can login at the [Issuer Login page](https://invest.issuance.com/issuer/login).

If you have not yet set up an Issuer Profile for your company, documentation for doing so [can be found here](https://docs.issuance.com/docs/issuer-profile-create).

If an Issuer profile has already been created for your company and it is not connected to your account, please contact your Issuance Client Operations contact for assistance.

***

#### Login with Single Sign-On <a href="#login-with-single-sign-on" id="login-with-single-sign-on"></a>

**You must use the invitation link to sign in for the first time.**

Open your emailed invitation to create an Issuer Account and click on the invitation link.

Clicking or using the emailed link will bring you to the login page.

**Email service provider**

Scroll down and click on the email service provider where you received an invitation.

This will open a new page or a pop-up where you can use single sign-on authentication.

In this example, Google is selected.

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-05-15/ed9657af-7fd6-4547-b366-64236a25bf63/ascreenshot.jpeg?tl_px=549,744\&br_px=2042,1584\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)

**Select account**

You will be given the opportunity to either enter in your login credentials or choose from a logged-in account.

Use or select the email address where you received an invitation. After successul authentication, you will be taken to the [Issuer Dashboard](https://invest.issuance.com/issuer/dashboard).

You can manage your Issuer Account and your Issuer Profile from the dashboard.

After your password has been set, you can login at the [Issuer Login page](https://invest.issuance.com/issuer/login).

If an Issuer Profile has not been set up for your company, you will be forwarded to the Issuer Onboarding flow. Documentation on how to complete the flow can be [found here](/issuance-documentation/issuer-profiles-and-accounts/issuer-profile/quickstart).

If an Issuer profile has already been created for your company and it is not connected to your account, please contact your Issuance Client Operations contact for assistance.


# Issuer Account Settings

{% hint style="info" %}
This section provides information on how to change your account password and settings. These changes will not affect an Issuer Profile you have access to nor any current or future Offerings.
{% endhint %}

### Settings <a href="#settings" id="settings"></a>

On the [Issuer Dashboard](https://invest.issuance.com/issuer/dashboard), click on the [Settings](https://invest.issuance.com/issuer/dashboard/settings) link on the left-hand navigation bar.

This will take you to the [Settings](https://invest.issuance.com/issuer/dashboard/settings) page.

**First Name**

Changing this will change your first name on your Issuer Account.

**Last Name**

Changing this will change your last name on your Issuer Account.

**Company Name**

Changing this will change your company name on your Issuer Account.

**Default Issuer**

Changing this will change the default Issuer Profile you see when you log in to your Issuer Account.

Select the Issuer Profile you want to be the default from the drop-down menu.

{% hint style="info" %}
To save changes click "Save Changes".

You will receive a message confirming your new preferences have been saved.
{% endhint %}

***

### Password Change <a href="#password-change" id="password-change"></a>

To change your account password, enter a new password in the "New Password" field and re-enter the new password in the "Confirm Password" field.

{% hint style="info" %}
To save changes click "Change Password".

You will receive a message confirming your new password has been saved.
{% endhint %}


# Platform Self Serve Guide

#### **Login With Invitation Email** <a href="#login-with-invitation-email" id="login-with-invitation-email"></a>

This section provides information on how to login to an Issuer Account after an invitation email has been sent. If you have not received an invitation email, please reach out to your Issuance Client Operations contact.

#### Login with Email and Password  <a href="#login-with-email-and-password" id="login-with-email-and-password"></a>

**1. Login Page**

Open your invitation email to create an Issuer Account and click on the invitation link

Clicking or using the emailed link will bring you to the [Issuer Login](https://invest.issuance.com/issuer) page.

***You must use your invitation link to login for the first time.***

After you have created an Issuer Account, you can navigate to the [Issuer Login](https://invest.issuance.com/issuer) page.

**2. Password**

Click the Password field. Type in a secure password.

Passwords for accounts on the Issuance platform must contain 8 at least characters.

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-05-15/bff6fff4-f79f-4928-8ef4-9aa16db06826/File.jpeg?tl_px=495,334\&br_px=1988,1174\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)

**3. Creation**

Click the "Continue" button to login and be taken to the [Issuer Dashboard](https://invest.issuance.com/issuer/dashboard).

There you can manage your Issuer Account and your Issuer Profile.

If you have not yet set up an Issuer Profile, please continue to the next section.

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-05-15/00802790-789d-43be-b5d9-6bf5719f8892/ascreenshot.jpeg?tl_px=429,514\&br_px=1922,1354\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)

***

#### Login with Single Sign On <a href="#login-with-single-sign-on" id="login-with-single-sign-on"></a>

**1. Login Page**

Open your emailed invitation to create an Issuer Account and click on the invitation link.

Clicking or using the emailed link will bring you to the [Issuer Login](https://invest.issuance.com/issuer) page. You must use the invitation link to sign in for the first time.

After you have created an Issuer Account, you can navigate to the [Issuer Login](https://invest.issuance.com/issuer) page.

**2. Email service provider**

Scroll down and click on the email service provider where you received an invitation.

This will open a new page or a pop-up where you can use single sign-on authentication.

In this example, Google is selected.

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-05-15/ed9657af-7fd6-4547-b366-64236a25bf63/ascreenshot.jpeg?tl_px=549,744\&br_px=2042,1584\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)

**3. Select account**

You will be given the opportunity to either enter in your login credentials or select from a logged-in account.

Use or select the email address where you received an invitation.

You will be taken be taken to the [Issuer Onboarding](https://invest.issuance.com/issuer/onboarding) portion of the Issuance platform.

### Issuer Onboarding <a href="#issuer-onboarding" id="issuer-onboarding"></a>

This section provides information on how proceed with the Issuer Onboarding process after the creation of your Issuer Account.

If your company already has an existing Issuer Profile and it is not connected to your account, please contact an Issuance Client Operations contact for assistance.

On the following pages, we will collect the necessary information to get you onboarded. Please have readily available your company's tax ID number and the tax ID number for any anyone with >25% ownership. When completing the forms, please use the FULL LEGAL NAME for all entries.

Enter your full name and email address to continue.

**1. Enter your full name**

This is your legal full name as it appears on your identification.

\[**Image to be Added**]

**2. Enter your email address**

This is our email address that is associated with your company.

**3. Click "Continue"**

#### Issuer Details <a href="#issuer-details" id="issuer-details"></a>

**1. Click the "Contact Person" field.**

Type in the full legal name of the designated company contact. This is typically the CEO or CFO, but can be anyone in the company.

**2. Click the "Company Phone" field.**

Type the company's phone number. This phone number is will be used by Issuance in the event we need to contact the issuer company.

**3. Click the "Company Name" field.**

Type the full legal name of the company. Doing business as, or DBA, names are not allowed.

**4. Click the "Year of formation" field.**

Type the year the company was legally formed.

**5. Click the "Country of formation" field.**

Click on the country where the company was legally formed.

**6. Click the "State of formation", "Province of formation", or "Region" field.**

Select or type the state, province, or region where the company was legally formed.

**7. Click the "EIN" or "Tax ID Number" field.**

Type the company's EIN or Tax ID number.

**8. Click the "Business URL" field.**

Type in the URL of your your offering's landing page or the main website for the business. This must begin with https\:// or http\://.

**9. Click "Continue"**

#### Issuer Address <a href="#issuer-address" id="issuer-address"></a>

**1. Click the "Street Address" field.**

Type the company's legal street address, e.g., the company headquarters or an office space.

**2. If applicable, click the "Suite or Unit #" field.**

Type the suite or unit # of the company's legal address. Enter only if applicable.

**3. Click the "City" field.**

Type the city of the company's legal address.

**4. Click the "Country" field.**

Select the country of the company's legal address.

**5. Click the "Postal Code" field.**

Type the postal code of the company's legal address.

**6. Click "Continue"**

#### Invite Teammates <a href="#invite-teammates" id="invite-teammates"></a>

Here you have the opportunity to invite teammates manage the offering. You can also do this at any time once the offering is created.

**1. Click "Invite"**

To invite a teammate, press on the button labeled "Invite".

**2. Enter their email**

Enter your teammates email in the email entry form.

**3. Select their role**

Choose their role. A list of roles and their functions can be found in the [Manage Offering Team](https://docs.issuance.com/docs/team-invite) section of the documentation.

**4. Click "Add User"**

This action will send an invitation email to your teammate to join your Issuer Profile.

**5. Click "Continue"**

Once your teammates have been added, click "Continue" to proceed. If no teammates were added, click "Skip" to proceed.

### Onboarding Dashboard <a href="#onboarding-dashboard" id="onboarding-dashboard"></a>

This section provides information on how to continue with the Onboarding Process.

#### Offering Creation <a href="#offering-creation" id="offering-creation"></a>

**Click on the Offering Creation button**

You will be taken to the Offering Creation page.

Please click on the appropriate offering type below for documentation of that offering type.

After you have finished creating an offering, please return to this section for further guidance.

[Reg A Creation](/issuance-documentation/offerings/regulation-a/creating-a-regulation-a-offering)

[Reg CF Creation](/issuance-documentation/offerings/regulation-cf/creating-a-regulation-cf-offering)

[Reg S Creation](/issuance-documentation/offerings/regulation-s/creating-a-regulation-s-offering)

[Reg D 506(b) Creation](/issuance-documentation/offerings/regulation-d-506-b/creating-a-regulation-d-506-b-offering)

[Reg D 506(c) Creation](/issuance-documentation/offerings/regulation-d-506-c/creating-a-regulation-d-506-c-offering)

#### Beneficial Owners <a href="#beneficial-owners" id="beneficial-owners"></a>

This section provides the definitions of each field this is required to add a beneficial owner(s). If there is more than one beneficial owner, this process will have to be repeated until all beneficial owners have been added.

When all owners have been added, please click on the "All Owners Added" button to continue.

**1. Click on the Beneficial Owners button**

This will take you to Add Beneficial Owner(s) page.

**First Name**

This is the legal first name of the beneficial owner.

**Last name**

This is the legal last name of the beneficial owner.

**Email**

This is the email of the beneficial owner.

**Phone**

This is the phone number of the beneficial owner.

**Date of Birth**

This is the date of birth of the beneficial owner.

**Tax ID Number**

This is the tax ID number of the beneficial owner.

**Citizenship**

This is the citizenship of the beneficial owner. If the beneficial owner has more than one, please choose the most relevant citizenship.

**Title**

This is the corporate title of the beneficial owner.

**Street Address**

This is the street address of the beneficial owner's residence.

**Suite or Unit**

This is the suite or unit # of the beneficial owner's residence.

**City**

This is the city of the beneficial owner's residence.

**Country**

This is the country of the beneficial owner's residence.

**State | Province | Region**

This is the state, province, or region of the beneficial owner's residence.

**Front of person's ID**

This a photo of the front of the beneficial owner's government issued ID. If the owner is a resident of a country that is not the US, please use a photo of their passport.

**Back of person's ID**

This a photo of the back of the beneficial owner's government issued ID. If the owner is a resident of a country that is not the US, please use a photo of their passport.

#### Stripe Connect Setup <a href="#stripe-connect-setup" id="stripe-connect-setup"></a>

This section provides information about the Bank Account page.

**Account Number**

This is the account number of the company's bank account.

**Confirm Account Number**

This is to confirm the account number of the company's bank account.

**Routing Number**

This is the routing number of the company's bank account.

**Bank Country**

This is the country in which the company's bank account is held.

{% hint style="info" %}
The following sections apply only to Reg CF offerings.
{% endhint %}

#### Escrow Bank Account <a href="#escrow-bank-account" id="escrow-bank-account"></a>

The following section provides information on adding an escrow bank account for a Reg CF offering.

**Account Number**

This is the account number of the company's escrow bank account.

**Confirm Account Number**

This is to confirm the account number of the company's escrow bank account.

**Routing Number**

This is the routing number of the company's escrow bank account.

**Bank Name**

This is the name of the bank that holds the company's escrow bank account.

**Bank Street Address**

This is the street of the mailing address of the company's escrow bank.

***Optional*****&#x20;Bank Suite or Unit**

This is suite or unit # of the mailing address of the company's escrow bank.

**Bank City**

This is the city of the mailing address of the company's escrow bank.

**Bank Country**

This is the country of the mailing address of the company's escrow bank.

**Bank State | Province | Region**

This is the state, province, or region of the mailing address of the company's escrow bank.

**Bank Postal Code**

This is the postal code of the mailing address of the company's escrow bank.

**Receiver Name**

This is the name of the company's receiver.

**Receiver Address**

This is the street of the mailing address of the company's receiver

***Optional*****&#x20;Receiver or Unit**

This is suite or unit # of the mailing address of the company's receiver.

**Receiver City**

This is the city of the mailing address of the company's receiver.

**Receiver Country**

This is country of the the mailing address of the company's receiver.

**Receiver State | Province | Region**

This is the state, province, or region of the mailing address of the company's receiver.

**Receiver Postal Code**

This is the postal code of the mailing address of the company's receiver.

#### Advertising & Communications Guidelines <a href="#a-dvertising-and-communications-guidelines" id="a-dvertising-and-communications-guidelines"></a>

The following section provides information on agreeing to the advertising and communcations guidelines.

**Name and Signature**

This is the legal full name of the company's contact that is signing the agreement.

**Title**

This is the corporate title of the company's contact this is signing the agreement.

### Offering Settings <a href="#offering-settings" id="offering-settings"></a>

To configure a specific offering's settings, please follow these instructions. Please bear in mind that changes are not saved automatically and will only be saved by clicking on a button labeled "Update Offering".

1. Navigate to the the [Issuer Dashboard](https://invest.issuance.com/issuer/dashboard)
2. Click "Offerings"

![Screenshot of: Click "Offerings"](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-05-22/ba278b5e-a3b6-4564-9d20-f0a702a9f9ac/ascreenshot.jpeg?tl_px=0,0\&br_px=1493,840\&sharp=0.8\&width=1120.0\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-labs-public.s3.us-east-2.amazonaws.com/images/watermarks/watermark_default.png\&wat_pad=124,171)

1. Find the offering in question and click "Offering Settings"

![Screenshot of: Find the offering the offering in question and click "Offering Settings"](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-05-22/5251fec2-3165-434c-a667-f47b6fc1b086/ascreenshot.jpeg?tl_px=293,246\&br_px=1786,1086\&sharp=0.8\&width=1120.0\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-labs-public.s3.us-east-2.amazonaws.com/images/watermarks/watermark_default.png\&wat_pad=524,279)

Please click on the appropriate offering type below for documentation of that offering type.

[Reg A Creation](/issuance-documentation/offerings/regulation-a/creating-a-regulation-a-offering)

[Reg CF Creation](/issuance-documentation/offerings/regulation-cf/creating-a-regulation-cf-offering)

[Reg S Creation](/issuance-documentation/offerings/regulation-s/creating-a-regulation-s-offering)

[Reg D 506(b) Creation](/issuance-documentation/offerings/regulation-d-506-b/creating-a-regulation-d-506-b-offering)

[Reg D 506(c) Creation](/issuance-documentation/offerings/regulation-d-506-c/creating-a-regulation-d-506-c-offering)


# Changes to the Platform

This is a record of the changes we have made to the Issuance platform over time

**February 4th, 2025**

* Issuers now have the ability to remove a payment method on the offering itself (e.g. Credit Card, ACH, Apple Pay, Amazon Pay, etc.).
* Issuance has updated our login methods for returning investors to include a Magic Link, please see our note below for more information:
  * [Introducing Our New Magic Link Login](https://docs.google.com/document/d/e/2PACX-1vQ5wAZjrO8meqtt_2zt6BvYSDzivX3sllq-eRwjsZgLpE2btUrDZx44_2cZOnq53exOWKmGKrd9WMXF/pub)
* For select investments, investors can automatically be granted a refund if it has not been finalized.

\
**January 7th, 2025**

* Offering Investor Submitted Documents are now included in the Compliance pack report
* Anchor Tag to the Reg CF refund policy is now included in the disclosure document
* The platform now allows investors to refund themselves for investments that are refundable
* Individual tax IDs are now displayed for investment made through companies in their investment modals
* Added an Issuer Crypto Fee


# Overview

<table data-view="cards"><thead><tr><th></th><th></th><th></th><th data-hidden data-card-target data-type="content-ref"></th></tr></thead><tbody><tr><td><strong>Regulation A Offering</strong></td><td><p></p><p>These types of offerings are open to all investors.</p></td><td></td><td><a href="/issuance-documentation/offerings/regulation-a">Regulation A</a></td></tr><tr><td><strong>Regulation CF Offering</strong></td><td><p></p><p>These are Crowd Funded offerings and are open to all investors. </p></td><td></td><td><a href="/issuance-documentation/offerings/regulation-cf">Regulation CF</a></td></tr><tr><td><strong>Regulation D 506(b) Offering</strong></td><td><p></p><p>These types of offerings are available to accredited investors only.</p></td><td></td><td><a href="/issuance-documentation/offerings/regulation-d-506-b">Regulation D 506(b)</a></td></tr><tr><td><strong>Regulation D 506(c) Offering</strong></td><td><p></p><p>These types of offerings are available to accredited investors only.</p></td><td></td><td><a href="/issuance-documentation/offerings/regulation-d-506-c">Regulation D 506(c)</a></td></tr><tr><td><strong>Regulation S Offering</strong></td><td><p></p><p>These types of offerings are available non-US investors only.</p></td><td></td><td><a href="/issuance-documentation/offerings/regulation-s">Regulation S</a></td></tr></tbody></table>


# Regulation A

This subsection provides contains details for how to create and manage a Regulation A Offering.

<table data-view="cards"><thead><tr><th></th><th></th><th></th><th data-hidden data-card-target data-type="content-ref"></th></tr></thead><tbody><tr><td><strong>Creating a Regulation A Offering</strong></td><td>Documentation for creating a Regulation A offering</td><td></td><td><a href="/issuance-documentation/offerings/regulation-a/creating-a-regulation-a-offering">Creating a Regulation A Offering</a></td></tr><tr><td><strong>Managing Regulation A Investments</strong></td><td>Documentation for managing a Regulation A offering's investments</td><td></td><td><a href="/issuance-documentation/offerings/regulation-a/managing-regulation-a-investments">Managing Regulation A Investments</a></td></tr><tr><td><strong>Regulation A Settings</strong></td><td><p></p><p>Documentation for managing a Regulation A offering's settings</p></td><td></td><td><a href="/issuance-documentation/offerings/regulation-a/regulation-a-settings">Regulation A Settings</a></td></tr></tbody></table>


# Creating a Regulation A Offering

## Creating a Reg A Offering

This section provides information on how to create a Reg A Offering, the required information, the definitions of each field. Optional fields and steps will be noted.

### Creating a New Offering <a href="#creating-a-new-offering" id="creating-a-new-offering"></a>

Navigate to the [Issuer Dashboard](https://invest.issuance.com/issuer/dashboard)

Click "Offerings"

Click "Create offering"

#### Offering Creation <a href="#offering-creation" id="offering-creation"></a>

This section allows you to select which type of offering you will create. When you have selected an offering type, click "Continue" to proceed.

**Offering Type**

This is a list of offering types available to for creation. For Regulation A Offerings, select "Reg A" from the dropdown menu.

#### General Offering Settings <a href="#general-offering-settings" id="general-offering-settings"></a>

This section allows you to enter General Offering information. Once you are finished, click "Continue" to proceed.

**Name**

Type the name of the offering.

Description: This field is a short descriptive name of the offering, such as the name of the company and the type of offering. It will serve as the title of the offering.

Example: Demo Company, LLC Reg A

**Offering Slug (URL)**

Type the slug of the offering.

Description: This field is a unique identifier used in the URL to differentiate your offering from others on the Issuance platform.

Example: demo-company

***Optional*****&#x20;Support Phone**

Type the support phone number for this offering.

Description: This is an phone number investors can contact with questions about the offering, the company, the business model, the founding team, etc. Typically this either will put investors in touch with an executive (for a smaller offering) or with a dedicated investor support resource (for a larger offering with higher volume of inquiries) that the issuer employs.

Example: (555)555-5555

**Support Email**

Type the support email for this offering.

Description: This is an email address investors can contact with questions about the offering, the company, the business model, the founding team, etc. Typically this either will put investors in touch with an executive (for a smaller offering) or with a dedicated investor support resource (for a larger offering with higher volume of inquiries) that the issuer employs.

Example: <offeringsupport@democompany.com>

**Default Timezone**

This is the timezone for emails official document signatures.

Description: This timezone will be used to denote when documents related to this offering are signed.

Example: US/Eastern

***Optional*****&#x20;Landing Page URL**

This is the landing page URL for your company's website.

Description: This will be used as a link to your company's website. It must begin with either http\:// or https\://

Example: <https://democompany.com>

#### Securities Settings <a href="#securities-settings" id="securities-settings"></a>

This section allows you to enter Securities information. Once you are finished, click "Continue" to proceed.

**Security Type**

Type the security type of the offering.

Description: Type of securities (e.g. Class A Shares, Class B Non-Voting, etc.). This is displayed on email receipts.

Example: Class A Shares

**Share Price | Unit Price**

Type in the share or unit price for this offering.

Description: The price per share or per unit being offered. Please note this is not used for debt-based offerings.

Example: $1.50

**Shares or units**

Select which the particular type of security that you are issuing through this offering.

Description: Shares or units.

Example: Shares

***Optional*****&#x20;Unit details**

Type in the details of the units.

Description: The details of the units that are being offered.

Example: 1 Share and 1/2 of a Warrant

***Units Only*****&#x20;Warrants Per Unit**

Type in the amount of warrants per Unit.

Description: The numerical amount of warrants per unit.

Example: 0.5

***Optional*****&#x20;Warrant Expiration Date Delta**

Select the Warrant Expiration Date Delta

Description: This is the warrant expiration date delta of for warrants in the units of your offering in years and months.

Example: 2 Years 3 Months

***Optional*****&#x20;Minimum investment amount**

Type minimum investment amount for this offering.

Description: The minimum currency amount that can be invested in a single investment.

Example: $15000

***Optional*****&#x20;Debt-based offering mode**

Important Information: Bebt-based offering mode is intended to be used by debt-based offerings only. There will not be any shares. To change this setting you must contact Issuance staff. This setting will not be able to be changed once an investment has been made in this offering.

#### Adv. Securities Settings <a href="#adv-securities-settings" id="adv-securities-settings"></a>

This section allows you to enter Advanced Securities information. Once you are finished, click "Continue" to proceed.

**Administrative fees**

Type in the agreed upon administrative fee of the offering.

Description: This is a flat fee per investment. This value is agreed upon in your contract. You can configure at any time whether it is paid by the investor or the issuer.

Example: $15.00

***Optional*****&#x20;Administrative fees paid by**

Select either Investor or Issuer.

Description: This designates which party will pay the administrative fees for an investment made through the Issuance platform. You can change this at any time in offering settings. Changes will only affect new investments.

Example: Investor

***Optional*****&#x20;Number of shares**

Type the number of shares or units in the offering.

Description: The amount of shares or units in the offering. Once this amount has been reached no additional investments will be able to be made.

Example: 20000000

***Optional*****&#x20;Maximum investment amount**

Type the investment maximum amount for this offering.

Description: The maximum currency amount that can be invested in a single investment

Example: $10000000

***Optional*****&#x20;Investment Increment amount**

Type in the investment increment amount for this offering

Description: This sets an increment so that only multiples of the increment are accepted as investment sizes. For example a $100 increment amuont and a $300 minimum investment amount allows investments of $300, $400, $500 and so on.

Example: $100

***Optional*****&#x20;Automatic Accepting of Investments**

When enabled, this setting will automatically finalize any investment that is approved by your broker-dealer. This setting is enabled by default.

Description: This button enables the automatic finalization of investments that are approvied by your broker-dealer.

Example: Enabled

#### Signature Settings <a href="#signature-settings" id="signature-settings"></a>

This section allows you to enter Signature information. Once you are finished, click "Continue" to proceed.

**Signing Full Name**

Type the signing name for the subscription agreement of this offering.

Description: This is the full name signed on the subscription agreement. Typically this is the company's CEO or CFO.

Example: Demo User

**Signing Title**

Type in the title of the person signing the subscription agreement for this offering.

Description: The title of the company's representative signing the agreement. It is signed on the subcscription agreement.

Example: CEO

***Optional*****&#x20;Signing Email**

Type the email of the person signing the subscription agreement for this offering.

Description: The email of the company's representative signing the agreement. It is signed on the subscription agreement.

Example: <demouser@democompany.com>

#### Investor UI Settings <a href="#investor-ui-settings" id="investor-ui-settings"></a>

This section allows you to enter Investor UI Securities information. Once you are finished, click "Continue" to proceed.

**Investment Size Suggestions**

These buttons will be displayed to investors during the investment flow as suggested shares amount to choose from.

Description: Buttons suggesting investors purchase a certain amount of shares that will appear to investors when they are investing in this offering. Please note that suggestion amounts are in shares and the value (share price multiplied by amount of shares) of all suggested share amounts must be greater than the minimum investment amount.

Example: 1st Button: 5 2nd Button: 10 3rd Button: 15

**Minimum wire transfer amount**

Type in the minimum wire transfer amount

Description: The minimum investment necessary for a single investor to make an investment using a wire transfer. The minimum amount allowed on the Issuance platform is $5,000.

Example: $5000

**Display Offering Document Link**

When enabled, investors will be displayed a link to your 'offering circular' document on the "New account agreements" page.

Description: This allows investors to click on a link on the "New account agreements" page that will take them to the 'offering circular' for this offering

Example: Enabled

**Tip: There are two ways to provide access to the circular document. The first is to provide a link to the webpage where the circular document is hosted. The second is to upload the circular document for Issuance to host.**

**Offering Document Type**

Select the correct label for your circular document.

Description: This is the labeling of the circular document to be displayed to investors.

Example: Offering Circular

**Offering Circular Link**

Type the address to the webpage where the circular document is hosted.

Description: A link potential investors can navigate to that will provide them access to this offering's circular document. You have the option to upload your own below. If you upload a document, it will be shown instead of the link.

Example: <https://DemoCompany.com/Reg-A-Offering-Circular.pdf>

**Offering Circular Document**

Select and upload the circular document. Alternatively, drag and drop this offering's circular document into the area with a dashed border.

Description: This is a file upload section where you can upload this offering's circular document for Issuance to host. It accepts the .pdf file type. If you upload a document any link in the "Offering Circular Link" field above will not be used.

***Optional*****&#x20;Require Phone Number**

When enabled, investors will be required to provide their phone number before investing. This is optional by default.

#### *Optional* Branding <a href="#optional-branding" id="optional-branding"></a>

This section allows you to enter Branding information. Once you are finished, click "Continue" to proceed. This section is optional.

***Optional*****&#x20;Accent Color**

Enter in the Accent Color for this offering.

Description: This color will be used for buttons and large graphical elements. It is in hexademical format.

Example: #212529

***Optional*****&#x20;Accent Color Contrast**

Enter in the Accent Color Contrast for this offering.

Description: This the color of text displayed in this offering. It is in hexademical format. Note, in most cases, you should use the same values for Accent Contrast Color and Secondary Contrast Color.

Example: #E5E7EB

***Optional*****&#x20;Secondary Color Contrast**

Enter in the Secondary Color Contrast for this offering.

Description: This color will be used for small graphical elements. It is in hexademical format. Note, in most cases, you should use the same values for Accent Contrast Color and Secondary Contrast Color.

Example: #6B7280

***Optional*****&#x20;Logo**

Select and upload a file of the company's logo Alternatively, drag and drop a file of the logo into the area with a dashed border.

Description: This is a file upload section where you can upload the company's logo to be displayed to investors. It accepts .png, .jpg, and .gif file types.

***Optional*****&#x20;Favicon**

Select and upload a file of the company's favicon. Alternatively, drag and drop a file of the favicon into the area with a dashed border.

Description: This is a file upload section where you can upload the company's favicon to be displayed to investors on capable web-browsers. It accepts the .png, .jpg, .gif, and .ico file types.


# Managing Regulation A Investments

This section provides information on reviewing and accepting with investments for your Regulation A offering.

### Investment Actions <a href="#investment-actions" id="investment-actions"></a>

#### Accepting Individual Investments <a href="#accepting-individual-investments" id="accepting-individual-investments"></a>

To finalize investments, you'll need to accept investments. You can do this by visiting the "Investments" page on your Issuance dashboard and reviewing the investment details. Once you've reviewed the details, you can approve or cancel the investment or contact the investor with further instructions.

Please note: if a Broker-Dealer is not engaged, the auto-approve feature approves investments that have no watchlist hits in their AML/KYC results. If a watchlist hit is present, the issuer can manually 'approve' the investment at their own discretion in order to accept it. Accepting investments is up to the issuer's discretion. AML/KYC results that contain watchlist hits, such as false positive hits, can be overridden by the issuer in order to accept the investment. The issuer acknowledges responsibility over the acceptance of investments by doing this.

**1. Navigate to the** [**Issuer Dashboard**](https://invest.issuance.com/issuer/dashboard)

**2. Click on the "Investment ID" of the investment you wish to accept.**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-06/62c8522e-67ac-4f39-bd9d-e7828bdb066c/File.jpeg?tl_px=937,1046\&br_px=2430,1886\&sharp=0.8\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-labs-public.s3.us-east-2.amazonaws.com/images/watermarks/watermark_default.png\&wat_pad=262,206)

**3. Click "Accept Investment"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-06/358caeb3-22e9-43e0-bb08-ec5028aa0579/File.jpeg?tl_px=241,68\&br_px=1734,908\&sharp=0.8\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-labs-public.s3.us-east-2.amazonaws.com/images/watermarks/watermark_default.png\&wat_pad=262,139)

**4. Click "Accept Investment"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-06/12890c24-2080-4d3b-ae7d-3ea2ab2f691e/File.jpeg?tl_px=1169,586\&br_px=2662,1426\&sharp=0.8\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-labs-public.s3.us-east-2.amazonaws.com/images/watermarks/watermark_default.png\&wat_pad=262,139)

**5. Click here to exit the popup window.**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-06/2d2f678d-cab5-4d3b-bba7-f99cc1e8c6a7/File.jpeg?tl_px=1835,0\&br_px=3328,840\&sharp=0.8\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-labs-public.s3.us-east-2.amazonaws.com/images/watermarks/watermark_default.png\&wat_pad=262,69)

#### Accepting Multiple Investments <a href="#accepting-multiple-investments" id="accepting-multiple-investments"></a>

**1. Click the checkboxes of approved investments you wish to accept.**

![](https://colony-recorder.s3.amazonaws.com/files/2023-06-06/884db434-ad7d-4676-b421-e6848ba9d373/File.webp)

**2. Click "Actions"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-06/b82ea66b-8b5f-4cc2-856c-949668a988a0/File.jpeg?tl_px=1866,394\&br_px=3359,1234\&sharp=0.8\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-labs-public.s3.us-east-2.amazonaws.com/images/watermarks/watermark_default.png\&wat_pad=480,139)

**3. Click "Accept"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-06/922de09b-1ce1-4444-8b2d-68aa0e435988/File.jpeg?tl_px=1866,490\&br_px=3359,1330\&sharp=0.8\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-labs-public.s3.us-east-2.amazonaws.com/images/watermarks/watermark_default.png\&wat_pad=448,139)

**4. Click "Accept Investments"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-06/db61ec6f-f908-4edf-afb6-7d2d37fd0403/File.jpeg?tl_px=1235,594\&br_px=2728,1434\&sharp=0.8\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-labs-public.s3.us-east-2.amazonaws.com/images/watermarks/watermark_default.png\&wat_pad=262,139)

#### Cancelling Finalized Investment <a href="#cancelling-finalized-investment" id="cancelling-finalized-investment"></a>

**1. Navigate to the** [**Issuer Dashboard**](https://invest.issuance.com/issuer/dashboard)

**2. Click on the Investment ID of the investment you wish to review.**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/065a28b6-68fe-432a-8c69-f3a2f34e9aa7/ascreenshot.jpeg?tl_px=987,996\&br_px=2480,1836\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,159)

**3. Click "Cancel investment"**![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/40e8d097-080f-4dd2-a409-3bfc4f4fae24/ascreenshot.jpeg?tl_px=111,58\&br_px=1604,898\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)

**4. Click "Cancel Investment"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/89eb0ef4-2e69-45b0-a905-2c4320187648/ascreenshot.jpeg?tl_px=1053,718\&br_px=2546,1558\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)

**5.&#x20;*****Optional*****&#x20;Click the "Type a note to be included to the investor in the cancellation email... (Optional)" field.**

If you wish to send the investor a note when cancelling their investment, you can do so here and it will be attached to the email notifying them of the cancellation action.

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/81a9a653-3977-442c-8387-5aeb6ce554e9/ascreenshot.jpeg?tl_px=835,414\&br_px=2328,1254\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)

**7. Click "Cancel Investment"**

Please note cancelling a finalized investment requires you to have enough funds available in your Stripe balance to cover the refund. You will not be able to refund an investor if your Stripe balance is insufficient.

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/75076a8c-4d02-4aeb-aefb-c7ab5d99a1b3/ascreenshot.jpeg?tl_px=1053,732\&br_px=2546,1572\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)


# Regulation A Settings

This section provides information on how to configure your offering's settings after creation. Please note: any changes made are not saved automatically and can only be saved by clicking on the button

### Configuring Offering Settings <a href="#configuring-offering-settings" id="configuring-offering-settings"></a>

Navigate to the [Issuer Dashboard](https://invest.issuance.com/issuer/dashboard)

Click "Offerings"

Find the offering in question and click "Offering Settings"

### Details <a href="#details" id="details"></a>

#### Details - General Offering Settings <a href="#details-general-offering-settings" id="details-general-offering-settings"></a>

Please note that General Offering Settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.

**Name**

Type the name of the offering.

Description: This field is a short descriptive name of the offering, such as the name of the company and the type of offering. It will serve as the title of the offering.

Example: Demo Company, LLC Reg A

***Optional*****&#x20;Support Phone**

Type the support phone number for this offering.

Description: This is an phone number investors can contact with questions about the offering, the company, the business model, the founding team, etc. Typically this either will put investors in touch with an executive (for a smaller offering) or with a dedicated investor support resource (for a larger offering with higher volume of inquiries) that the issuer employs.

Example: (555)555-5555

**Support Email**

Type the support email for this offering.

Description: This is an email address investors can contact with questions about the offering, the company, the business model, the founding team, etc. Typically this either will put investors in touch with an executive (for a smaller offering) or with a dedicated investor support resource (for a larger offering with higher volume of inquiries) that the issuer employs.

Example: <offeringsupport@democompany.com>

**Default Timezone**

This is the timezone for emails official document signatures.

Description: This timezone will be used to denote when documents related to this offering are signed.

Example: US/Eastern

***Optional*****&#x20;Landing Page URL**

This is the landing page URL for your company's website.

Description: This will be used as a link to your company's website. It must begin with either http\:// or https\://

Example: <https://democompany.com>

#### Details - Securities Settings <a href="#details-securities-settings" id="details-securities-settings"></a>

Please note that Securities Settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.

**Offering Type**

This is a list of offering types available to for creation. For Regulation A Offerings, select "Reg A" from the dropdown menu.

**Security Type**

Type the security type of the offering.

Description: Type of securities (e.g. Class A Shares, Class B Non-Voting, etc.). This is displayed on email receipts.

Example: Class A Shares

***Optional*****&#x20;Minimum investment amount**

Type minimum investment amount for this offering.

Description: The minimum currency amount that can be invested in a single investment.

Example: $15000

#### Details - Adv. Securities Settings <a href="#details-adv-securities-settings" id="details-adv-securities-settings"></a>

{% hint style="warning" %}
Please note that Adv. Securities Settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.
{% endhint %}

***Optional*****&#x20;Administrative fees paid by**

Select either Investor or Issuer.

Description: This designates which party will pay the administrative fees for an investment made through the Issuance platform. You can change this at any time in offering settings. Changes will only affect new investments.

Example: Investor

***Optional*****&#x20;Number of shares**

Type the number of shares or units in the offering.

Description: The amount of shares or units in the offering. Once this amount has been reached no additional investments will be able to be made.

Example: 20000000

***Optional*****&#x20;Maximum investment amount**

Type the investment maximum amount for this offering.

Description: The maximum currency amount that can be invested in a single investment

Example: $10000000

***Optional*****&#x20;Investment Increment amount**

Type in the investment increment amount for this offering

Description: This sets an increment so that only multiples of the increment are accepted as investment sizes. For example a $100 increment amuont and a $300 minimum investment amount allows investments of $300, $400, $500 and so on.

Example: $100

#### Details - Signature Settings <a href="#details-signature-settings" id="details-signature-settings"></a>

{% hint style="warning" %}
Please note that Signature Settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.
{% endhint %}

#### Signature Settings <a href="#signature-settings" id="signature-settings"></a>

This section allows you to enter Signature information. Once you are finished, click "Continue" to proceed.

**Signing Full Name**

Type the signing name for the subscription agreement of this offering.

Description: This is the full name signed on the subscription agreement. Typically this is the company's CEO or CFO.

Example: Demo User

**Signing Title**

Type in the title of the person signing the subscription agreement for this offering.

Description: The title of the company's representative signing the agreement. It is signed on the subcscription agreement.

Example: CEO

***Optional*****&#x20;Signing Email**

Type the email of the person signing the subscription agreement for this offering.

Description: The email of the company's representative signing the agreement. It is signed on the subscription agreement.

Example: <demouser@democompany.com>

#### Details - Investor UI Settings <a href="#details-investor-ui-settings" id="details-investor-ui-settings"></a>

{% hint style="warning" %}
Please note that Investor UI settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.
{% endhint %}

**Investment Size Suggestions**

These buttons will be displayed to investors during the investment flow as suggested shares amount to choose from.

Description: Buttons suggesting investors purchase a certain amount of shares that will appear to investors when they are investing in this offering. Please note that suggestion amounts are in shares and the value (share price multiplied by amount of shares) of all suggested share amounts must be greater than the minimum investment amount.

Example: 1st Button: 5 2nd Button: 10 3rd Button: 15

**Minimum wire transfer amount**

Type in the minimum wire transfer amount

Description: The minimum investment necessary for a single investor to make an investment using a wire transfer. The minimum amount allowed on the Issuance platform is $5,000.

Example: $5000

**Display Offering Document Link**

When enabled, investors will be displayed a link to your 'offering circular' document on the "New account agreements" page.

Description: This allows investors to click on a link on the "New account agreements" page that will take them to the 'offering circular' for this offering

Example: Enabled

**Tip: There are two ways to provide access to the circular document. The first is to provide a link to the webpage where the circular document is hosted. The second is to upload the circular document for Issuance to host.**

**Offering Document Type**

Select the correct label for your circular document.

Description: This is the labeling of the circular document to be displayed to investors.

Example: Offering Circular

**Offering Circular Link**

Type the address to the webpage where the circular document is hosted.

Description: A link potential investors can navigate to that will provide them access to this offering's circular document. You have the option to upload your own below. If you upload a document, it will be shown instead of the link.

Example: <https://DemoCompany.com/Reg-D-506-c-Offering-Circular.pdf>

**Offering Circular Document**

Select and upload the circular document. Alternatively, drag and drop this offering's circular document into the area with a dashed border.

Description: This is a file upload section where you can upload this offering's circular document for Issuance to host. It accepts the .pdf file type. If you upload a document any link in the "Offering Circular Link" field above will not be used.

***Optional*****&#x20;Other platform investment notice**

When enabled, this will display the Custom Investor Dashboard Note notice that is below. This notice is displayed to investors on the investor dashboard.

***Optional*****&#x20;Custom Investor Dashboard Note**

If **Other platform investment notice** is enabled, this note will be displayed. This note is to alert investors that investments made through other platforms or in different accounts will not be displayed on the dashboard for the account they are currently logged in as.

***Optional*****&#x20;Require Phone Number**

When enabled, investors will be required to provide their phone number before investing. This is optional by default.

**Require User Data at account creation**

When enabled, investors will be required to provide their full name when creating an account when accessing the offering via the Offering Slug URL.

If “Require Phone Number” is enabled, investors will also be required to provide their phone number when creating an account.

***Optional*****&#x20;Require ID Upload**

When enabled, investors will be required to upload a photo of their ID when making an investment. Please note: only Issuance staff can disable this feature

***Optional*****&#x20;Who is required to upload ID?**

When Require ID Upload is enabled, you can select from which region investors are required to upload their ID.

**Investor Regions**

This enables you to restrict from which regions legal persons can invest in your offering.

#### Details - Branding <a href="#details-branding" id="details-branding"></a>

{% hint style="warning" %}
Please note that Branding settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.
{% endhint %}

***Optional*****&#x20;Accent Color**

Enter in the Accent Color for this offering.

Description: This color will be used for buttons and large graphical elements. It is in hexademical format.

Example: #212529

***Optional*****&#x20;Accent Color Contrast**

Enter in the Accent Color Contrast for this offering.

Description: This the color of text displayed in this offering. It is in hexademical format. Note, in most cases, you should use the same values for Accent Contrast Color and Secondary Contrast Color.

Example: #E5E7EB

***Optional*****&#x20;Secondary Color Contrast**

Enter in the Secondary Color Contrast for this offering.

Description: This color will be used for small graphical elements. It is in hexademical format. Note, in most cases, you should use the same values for Accent Contrast Color and Secondary Contrast Color.

Example: #6B7280

***Optional*****&#x20;Logo**

Select and upload a file of the company's logo Alternatively, drag and drop a file of the logo into the area with a dashed border.

Description: This is a file upload section where you can upload the company's logo to be displayed to investors. It accepts .png, .jpg, and .gif file types.

***Optional*****&#x20;Favicon**

Select and upload a file of the company's favicon. Alternatively, drag and drop a file of the favicon into the area with a dashed border.

Description: This is a file upload section where you can upload the company's favicon to be displayed to investors on capable web-browsers. It accepts the .ico file type.

#### Details - Communications Management <a href="#details-communications-management" id="details-communications-management"></a>

{% hint style="warning" %}
Please note that Communications Management settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.
{% endhint %}

***Optional*****&#x20;High value investment email**

When enabled, investments over a certain threshold will be sent a different email template for the investment confirmation email and marked 'high value' for CRM integrations.

***Optional*****&#x20;High value email threshold**

This threshold is used to trigger **High value investment emails**.

Description: This is the threshold, in dollars, for high value emails. It is $10,000 by default.

Example: $10,000

#### *Optional* Details - Test the Waters <a href="#optional-details-test-the-waters" id="optional-details-test-the-waters"></a>

Test the Waters is a feature that allows investors who are ineligible to invest in a Reg D 506(c) offering to indicate their willingness to invest in a future offering which they would be eligible for.

***Optional*****&#x20;Test the Waters**

When this is enabled, ineligible investors will be directed to the Test the Waters page where they can indicate how much they would be willing to invest.

***Optional*****&#x20;Suggestions for test the waters**

These buttons will be displayed for an investor to click on to indicate their how much they would be willing to invest.

Example: 1st Button: $2,500 2nd Button: $7,500 3rd Button: $15,000

### Subscription Agreements <a href="#subscription-agreements" id="subscription-agreements"></a>

To edit or add a subscription agreement, please reach out to your Issuance Operations contact.

### Email Notifications <a href="#email-notifications" id="email-notifications"></a>

{% hint style="warning" %}
Please note: Email Notifications are not saved automatically. You must click the button labeled "Save Settings" to save them to your offering.
{% endhint %}

To configure performance report and investment notification emails to be sent out automatically, click on "Email Notifications".

Here you can add emails to all you wish to receive performance reports on a daily and weekly basis. You can also set the emails of those who you wish to receive notifications on all new investments.

#### Performance Reports <a href="#performance-reports" id="performance-reports"></a>

This enables daily performance reports to be sent out to all emails that are listed below.

Type in the email(s) you wish to receive daily performance reports. For multiple emails, separate them with a comma and a space.

Example: <demouser1@democompany.com>, <demouser2@democompany.com>, <demouser3@democompany.com>

#### Weekly Reports <a href="#weekly-reports" id="weekly-reports"></a>

This enables weekly performance reports to be sent out to all emails that are listed below.

Type in the email(s) you wish to receive weekly performance reports. For multiple emails, separate them with a comma and a space.

Example: <demouser1@democompany.com>, <demouser2@democompany.com>, <demouser3@democompany.com>

#### Investment Emails <a href="#investment-emails" id="investment-emails"></a>

This enables email alerts for when an investment action is undertaken to be sent out to all emails that are listed below.

Type in the email(s) you wish to receive these alerts. For multiple emails, separate them with a comma and a space

Example: <demouser1@democompany.com>, <demouser2@democompany.com>, <demouser3@democompany.com>

#### New Completed Investment emails <a href="#new-completed-investment-emails" id="new-completed-investment-emails"></a>

This enables email alerts for when a new investment is completed to be sent out to all emails that are listed below.

Type in the email(s) you wish to receive these alerts. For multiple emails, separate them with a comma and a space

Example: <demouser1@democompany.com>, <demouser2@democompany.com>, <demouser3@democompany.com>

#### New Account Emails <a href="#new-account-emails" id="new-account-emails"></a>

This enables email alerts for when a new account is created through your Offering Slug (URL) to be sent out to all emails that are listed below.

Type in the email(s) you wish to receive these alerts. For multiple emails, separate them with a comma and a space

Example: <demouser1@democompany.com>, <demouser2@democompany.com>, <demouser3@democompany.com>

#### User Max Monitoring Email <a href="#user-max-monitoring-email" id="user-max-monitoring-email"></a>

This enables email alerts for when users receive the maximum number of emails for a given eventto be sent out to all emails that are listed below.

Type in the email(s) you wish to receive these alerts. For multiple emails, separate them with a comma and a space

Example: <demouser1@democompany.com>, <demouser2@democompany.com>, <demouser3@democompany.com>


# Regulation CF

<table data-view="cards"><thead><tr><th></th><th></th><th></th><th data-hidden data-card-target data-type="content-ref"></th></tr></thead><tbody><tr><td><strong>Creating a Regulation CF Offering</strong></td><td>Documentation for creating a Regulation CF offering</td><td></td><td><a href="/issuance-documentation/offerings/regulation-cf/creating-a-regulation-cf-offering">Creating a Regulation CF Offering</a></td></tr><tr><td><strong>Managing Regulation CF Investments</strong></td><td>Documentation for managing a Regulation CF offering's investments</td><td></td><td><a href="/issuance-documentation/offerings/regulation-cf/managing-regulation-cf-investments">Managing Regulation CF Investments</a></td></tr><tr><td><strong>Regulation CF Settings</strong></td><td>Documentation to managing a Regulation CF offering's settings</td><td></td><td><a href="/issuance-documentation/offerings/regulation-cf/regulation-cf-settings">Regulation CF Settings</a></td></tr><tr><td><strong>Escrow Closing Process</strong></td><td>Documentation for managing the escrow closing process of a Regulation CF offering</td><td></td><td><a href="/issuance-documentation/offerings/regulation-cf/escrow-closing-process">Escrow Closing Process</a></td></tr><tr><td><strong>Refund Processing</strong></td><td>Documentation for managing refunds for Regulation CF offerings</td><td></td><td><a href="/issuance-documentation/offerings/regulation-cf/refund-processing">Refund Processing</a></td></tr></tbody></table>


# Creating a Regulation CF Offering

This section provides information on how to create a Reg CF Offering, the required information, the definitions of each field. Optional fields and steps will be noted.

### Creating a New Offering <a href="#creating-a-new-offering" id="creating-a-new-offering"></a>

Navigate to the [Issuer Dashboard](https://invest.issuance.com/issuer/dashboard)

Click "Offerings"

Click "Create offering"

#### Offering Creation <a href="#offering-creation" id="offering-creation"></a>

This section allows you to select which type of offering you will create. When you have selected an offering type, click "Continue" to proceed.

**Offering Type**

This is a list of offering types available to for creation. For Regulation CF Offerings, select "Reg CF" from the dropdown menu.

#### General Offering Settings <a href="#general-offering-settings" id="general-offering-settings"></a>

This section allows you to enter General Offering information. Once you are finished, click "Continue" to proceed.

**Name**

Type the name of the offering.

Description: This field is a short descriptive name of the offering, such as the name of the company and the type of offering. It will serve as the title of the offering.

Example: Demo Company, LLC Reg CF

**Offering Slug (URL)**

Type the slug of the offering.

Description: This field is a unique identifier used in the URL to differentiate your offering from others on the Issuance platform.

Example: demo-company

**Default Timezone**

This is the timezone for emails official document signatures.

Description: This timezone will be used to denote when documents related to this offering are signed.

Example: US/Eastern

#### Securities Settings <a href="#securities-settings" id="securities-settings"></a>

This section allows you to enter Securities information. Once you are finished, click "Continue" to proceed.

**Security Type**

Type the security type of the offering.

Description: Type of securities (e.g. Class A Shares, Class B Non-Voting, etc.). This is displayed on email receipts.

Example: Class A Shares

**Share Price | Unit Price**

Type in the share or unit price for this offering.

Description: The price per share or per unit being offered. Please note this is not used for debt-based offerings.

Example: $1.50

**Shares or units**

Select which the particular type of security that you are issuing through this offering.

Description: Shares or units.

Example: Shares

***Optional*****&#x20;Unit details**

Type in the details of the units.

Description: The details of the units that are being offered.

Example: 1 Share and 1/2 of a Warrant

***Units Only*****&#x20;Warrants Per Unit**

Type in the amount of warrants per Unit.

Description: The numerical amount of warrants per unit.

Example: 0.5

***Optional*****&#x20;Minimum investment amount**

Type minimum investment amount for this offering.

Description: The minimum currency amount that can be invested in a single investment.

Example: $15000

**Target Amount for Escrow Closing**

This is the minimum amount to be raised before escrow can be closed.

Description: This is the minimum amount of capital to be raised before your escrow account can be closed. This is the same amount that you have on your SEC filings related to this offering.

Example: $500,000

**Tier Amount to be Raised**

Choose the maximum amount to be raised for the offering

Description: This is the maximum amount that can be raised by law for your offering. Values are in millions of dollars.

Example: $1.2m

**Maximum Amount To Be Raised**

This is the maximum amount to be raised for this offering according to your SEC filings.

Description: This is the cap on the amount to be raised in this offering. When this cap is met no additional investments can be made in this offering.

Example: $1,000,000

***Optional*****&#x20;Oversubscription Amount**

This is the percentage amount of your offering that can be oversubscriped based on the **Maximum Amount to Be Raised** The product of the **Maximum Amount to Be Raised** and 100% plus the **Oversubscription Amount** cannot be greater than the **Tier Amount to be Raised**.

Example: 1.0%

***Optional*****&#x20;Debt-based offering mode**

Important Information: Bebt-based offering mode is intended to be used by debt-based offerings only. There will not be any shares. To change this setting you must contact Issuance staff. This setting will not be able to be changed once an investment has been made in this offering.

#### Adv. Securities Settings <a href="#adv-securities-settings" id="adv-securities-settings"></a>

This section allows you to enter Advanced Securities information. Once you are finished, click "Continue" to proceed.

***Optional*****&#x20;Number of shares**

Type the number of shares or units in the offering.

Description: The amount of shares or units in the offering. Once this amount has been reached no additional investments will be able to be made.

Example: 20000000

***Optional*****&#x20;Investment Increment amount**

Type in the investment increment amount for this offering

Description: This sets an increment so that only multiples of the increment are accepted as investment sizes. For example a $100 increment amuont and a $300 minimum investment amount allows investments of $300, $400, $500 and so on.

Example: $100

#### Signature Settings <a href="#signature-settings" id="signature-settings"></a>

This section allows you to enter Signature information. Once you are finished, click "Continue" to proceed.

**Signing Full Name**

Type the signing name for the subscription agreement of this offering.

Description: This is the full name signed on the subscription agreement. Typically this is the company's CEO or CFO.

Example: Demo User

**Signing Title**

Type in the title of the person signing the subscription agreement for this offering.

Description: The title of the company's representative signing the agreement. It is signed on the subcscription agreement.

Example: CEO

***Optional*****&#x20;Signing Email**

Type the email of the person signing the subscription agreement for this offering.

Description: The email of the company's representative signing the agreement. It is signed on the subscription agreement.

Example: <demouser@democompany.com>

#### Investor UI Settings <a href="#investor-ui-settings" id="investor-ui-settings"></a>

This section allows you to enter Investor UI Securities information. Once you are finished, click "Continue" to proceed.

**Investment Size Suggestions**

These buttons will be displayed to investors during the investment flow as suggested shares amount to choose from.

Description: Buttons suggesting investors purchase a certain amount of shares that will appear to investors when they are investing in this offering. Please note that suggestion amounts are in shares and the value (share price multiplied by amount of shares) of all suggested share amounts must be greater than the minimum investment amount.

Example: 1st Button: 5 2nd Button: 10 3rd Button: 15

**Tip: There are two ways to provide access to the circular document. The first is to provide a link to the webpage where the circular document is hosted. The second is to upload the circular document for Issuance to host.**

**Offering Document Type**

Select the correct label for your circular document.

Description: This is the labeling of the circular document to be displayed to investors.

Example: Offering Circular

**Offering Circular Link**

Type the address to the webpage where the circular document is hosted.

Description: A link potential investors can navigate to that will provide them access to this offering's circular document. You have the option to upload your own below. If you upload a document, it will be shown instead of the link.

Example: <https://DemoCompany.com/Reg-CF-Offering-Circular.pdf>

**Offering Circular Document**

Select and upload the circular document. Alternatively, drag and drop this offering's circular document into the area with a dashed border.

Description: This is a file upload section where you can upload this offering's circular document for Issuance to host. It accepts the .pdf file type. If you upload a document any link in the "Offering Circular Link" field above will not be used.

***Optional*****&#x20;Require Phone Number**

When enabled, investors will be required to provide their phone number before investing. This is optional by default.

#### *Optional* Branding <a href="#optional-branding" id="optional-branding"></a>

This section allows you to enter Branding information. Once you are finished, click "Continue" to proceed. This section is optional.

***Optional*****&#x20;Accent Color**

Enter in the Accent Color for this offering.

Description: This color will be used for buttons and large graphical elements. It is in hexademical format.

Example: #212529

***Optional*****&#x20;Accent Color Contrast**

Enter in the Accent Color Contrast for this offering.

Description: This the color of text displayed in this offering. It is in hexademical format. Note, in most cases, you should use the same values for Accent Contrast Color and Secondary Contrast Color.

Example: #E5E7EB

***Optional*****&#x20;Secondary Color Contrast**

Enter in the Secondary Color Contrast for this offering.

Description: This color will be used for small graphical elements. It is in hexademical format. Note, in most cases, you should use the same values for Accent Contrast Color and Secondary Contrast Color.

Example: #6B7280

***Optional*****&#x20;Logo**

Select and upload a file of the company's logo Alternatively, drag and drop a file of the logo into the area with a dashed border.

Description: This is a file upload section where you can upload the company's logo to be displayed to investors. It accepts .png, .jpg, and .gif file types.

***Optional*****&#x20;Favicon**

Select and upload a file of the company's favicon. Alternatively, drag and drop a file of the favicon into the area with a dashed border.

Description: This is a file upload section where you can upload the company's favicon to be displayed to investors on capable web-browsers. It accepts .png, .jpg, .gif, and .ico file types.


# Managing Regulation CF Investments

This section provides information on reviewing and approving investments for your Regulation CF offering.

### Investment Actions <a href="#investment-actions" id="investment-actions"></a>

#### Approving Investments <a href="#approving-investments" id="approving-investments"></a>

{% hint style="warning" %}
Please note: Approving investments is up to the issuer's discretion. AML/KYC results that contain watchlist hits, such as false positive hits, can be overridden by the issuer in order to approve the investment. The issuer acknowledges responsibility over the approval of investments by doing this.
{% endhint %}

{% hint style="warning" %}
Please Note: Approving a Reg CF investment will finalize the investments. You can do this by visiting the "Investments" page on your Issuance dashboard and reviewing the investment details. Once you've reviewed the details, you can approve or cancel the investment or contact the investor with further instructions.
{% endhint %}

{% hint style="warning" %}
Please note: if a Broker-Dealer is not engaged, the auto-approve feature approves investments that have no watchlist hits in their AML/KYC results. If a watchlist hit is present, the issuer can manually 'approve' the investment at their own discretion in order to accept it. Accepting investments is up to the issuer's discretion. AML/KYC results that contain watchlist hits, such as false positive hits, can be overridden by the issuer in order to accept the investment. The issuer acknowledges responsibility over the acceptance of investments by doing this.
{% endhint %}

**1. Navigate to the** [**Issuer Dashboard**](https://invest.issuance.com/issuer/dashboard)

**2. Click on the Investment ID of the investment you wish to review.**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/2ce00da9-3de7-4720-9ffb-900bd970997a/user_cropped_screenshot.jpeg?tl_px=454,227\&br_px=1947,1067\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,274)

**3. Click "Approve Investment"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/90219435-482c-4431-bba5-4b15bb90e1f6/ascreenshot.jpeg?tl_px=137,76\&br_px=1630,916\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)

**4. Click "Approve Investment"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/72ecff64-4940-428b-9872-5c9ad60d225f/ascreenshot.jpeg?tl_px=1087,556\&br_px=2580,1396\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)

#### Accepting Multiple Investments <a href="#accepting-multiple-investments" id="accepting-multiple-investments"></a>

**1. Click the checkboxes of approved investments you wish to accept.**

![](https://colony-recorder.s3.amazonaws.com/files/2023-06-06/884db434-ad7d-4676-b421-e6848ba9d373/File.webp)

**2. Click "Actions"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-06/b82ea66b-8b5f-4cc2-856c-949668a988a0/File.jpeg?tl_px=1866,394\&br_px=3359,1234\&sharp=0.8\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-labs-public.s3.us-east-2.amazonaws.com/images/watermarks/watermark_default.png\&wat_pad=480,139)

**3. Click "Approve"**

**4. Click "Approve Investments"**

#### Cancelling an Investment <a href="#cancelling-an-investment" id="cancelling-an-investment"></a>

**1. Navigate to the** [**Issuer Dashboard**](https://invest.issuance.com/issuer/dashboard)

**2. Click on the Investment ID of the investment you wish to review.**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/065a28b6-68fe-432a-8c69-f3a2f34e9aa7/ascreenshot.jpeg?tl_px=987,996\&br_px=2480,1836\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,159)

**3. Click "Cancel investment"**

<figure><img src="https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/40e8d097-080f-4dd2-a409-3bfc4f4fae24/ascreenshot.jpeg?tl_px=111,58&#x26;br_px=1604,898&#x26;force_format=png&#x26;width=560&#x26;wat_scale=50&#x26;wat=1&#x26;wat_opacity=0.7&#x26;wat_gravity=northwest&#x26;wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png&#x26;wat_pad=262,139" alt=""><figcaption></figcaption></figure>

**4. Click "Cancel Investment"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/89eb0ef4-2e69-45b0-a905-2c4320187648/ascreenshot.jpeg?tl_px=1053,718\&br_px=2546,1558\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)

**5. Click the "Type a note to be included to the investor in the cancellation email... (Optional)" field.**

When cancelling a Reg CF investment, you must send the investor a note when cancelling their investment, you can do so here and it will be attached to the email notifying them of the cancellation action.

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/81a9a653-3977-442c-8387-5aeb6ce554e9/ascreenshot.jpeg?tl_px=835,414\&br_px=2328,1254\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)

**7. Click "Cancel Investment"**

Please note cancelling a finalized investment requires you to have enough funds available in your Stripe balance to cover the refund. You will not be able to refund an investor if your Stripe balance is insufficient.

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/75076a8c-4d02-4aeb-aefb-c7ab5d99a1b3/ascreenshot.jpeg?tl_px=1053,732\&br_px=2546,1572\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)


# Regulation CF Settings

{% hint style="info" %}
This section provides information on how to configure your offering's settings after creation. Please note: any changes made are not saved automatically and can only be saved by clicking on the button labeled "Update Offering".
{% endhint %}

### Configuring Offering Settings <a href="#configuring-offering-settings" id="configuring-offering-settings"></a>

Navigate to the [Issuer Dashboard](https://invest.issuance.com/issuer/dashboard)

Click "Offerings"

Find the offering in question and click "Offering Settings"

### Details <a href="#details" id="details"></a>

#### Details - General Offering Settings <a href="#details-general-offering-settings" id="details-general-offering-settings"></a>

Please note that General Offering Settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.

**Name**

Type the name of the offering.

Description: This field is a short descriptive name of the offering, such as the name of the company and the type of offering. It will serve as the title of the offering.

Example: Demo Company, LLC Reg CF

**Support Email**

Type the support email for this offering.

Description: This is an email address investors can contact with questions about the offering, the company, the business model, the founding team, etc. Typically this either will put investors in touch with an executive (for a smaller offering) or with a dedicated investor support resource (for a larger offering with higher volume of inquiries) that the issuer employs.

Example: <offeringsupport@democompany.com>

**Default Timezone**

This is the timezone for emails official document signatures.

Description: This timezone will be used to denote when documents related to this offering are signed.

Example: US/Eastern

***Optional*****&#x20;Landing Page URL**

This is the landing page URL for your company's website.

Description: This will be used as a link to your company's website. It must begin with either http\:// or https\://

Example: <https://democompany.com>

#### Details - Securities Settings <a href="#details-securities-settings" id="details-securities-settings"></a>

Please note that Securities Settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.

**Offering Type**

This is a list of offering types available to for creation. For Regulation CF Offerings, select "Reg CF" from the dropdown menu.

**Security Type**

Type the security type of the offering.

Description: Type of securities (e.g. Class A Shares, Class B Non-Voting, etc.). This is displayed on email receipts.

Example: Class A Shares

***Optional*****&#x20;Minimum investment amount**

Type minimum investment amount for this offering.

Description: The minimum currency amount that can be invested in a single investment.

Example: $15000

**Minimum Amount Raised for Escrow Closing**

This is the minimum amount to be raised before escrow can be closed.

Description: This is the minimum amount of capital to be raised before your escrow account can be closed. This is the same amount that you have on your SEC filings related to this offering.

Example: $500,000

***Optional*****&#x20;Maximum Amount To Be Raised**

This is the maximum amount to be raised for this offering.

Description: This is the cap on the amount to be raised in this offering. When this cap is met no additional investments can be made in this offering.

Example: $3,000,000

#### Details - Adv. Securities Settings <a href="#details-adv-securities-settings" id="details-adv-securities-settings"></a>

{% hint style="warning" %}
Please note that Adv. Securities Settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.
{% endhint %}

***Optional*****&#x20;Administrative fees paid by**

Select either Investor or Issuer.

Description: This designates which party will pay the administrative fees for an investment made through the Issuance platform. You can change this at any time in offering settings. Changes will only affect new investments.

Example: Investor

***Optional*****&#x20;Number of shares**

Type the number of shares or units in the offering.

Description: The amount of shares or units in the offering. Once this amount has been reached no additional investments will be able to be made.

Example: 20000000

***Optional*****&#x20;Maximum investment amount**

Type the investment maximum amount for this offering.

Description: The maximum currency amount that can be invested in a single investment

Example: $10000000

***Optional*****&#x20;Investment Increment amount**

Type in the investment increment amount for this offering

Description: This sets an increment so that only multiples of the increment are accepted as investment sizes. For example a $100 increment amuont and a $300 minimum investment amount allows investments of $300, $400, $500 and so on.

Example: $100

#### Details - Signature Settings <a href="#details-signature-settings" id="details-signature-settings"></a>

{% hint style="warning" %}
Please note that Signature Settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.
{% endhint %}

#### Signature Settings <a href="#signature-settings" id="signature-settings"></a>

This section allows you to enter Signature information. Once you are finished, click "Continue" to proceed.

**Signing Full Name**

Type the signing name for the subscription agreement of this offering.

Description: This is the full name signed on the subscription agreement. Typically this is the company's CEO or CFO.

Example: Demo User

**Signing Title**

Type in the title of the person signing the subscription agreement for this offering.

Description: The title of the company's representative signing the agreement. It is signed on the subcscription agreement.

Example: CEO

***Optional*****&#x20;Signing Email**

Type the email of the person signing the subscription agreement for this offering.

Description: The email of the company's representative signing the agreement. It is signed on the subscription agreement.

Example: <demouser@democompany.com>

#### Details - Investor UI Settings <a href="#details-investor-ui-settings" id="details-investor-ui-settings"></a>

{% hint style="warning" %}
Please note that Investor UI settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.
{% endhint %}

**Investment Size Suggestions**

These buttons will be displayed to investors during the investment flow as suggested shares amount to choose from.

Description: Buttons suggesting investors purchase a certain amount of shares that will appear to investors when they are investing in this offering. Please note that suggestion amounts are in shares and the value (share price multiplied by amount of shares) of all suggested share amounts must be greater than the minimum investment amount.

Example: 1st Button: 5 2nd Button: 10 3rd Button: 15

**Minimum wire transfer amount**

Type in the minimum wire transfer amount

Description: The minimum investment necessary for a single investor to make an investment using a wire transfer. The minimum amount allowed on the Issuance platform is $5,000.

Example: $5000

**Display Offering Document Link**

When enabled, investors will be displayed a link to your 'offering circular' document on the "New account agreements" page.

Description: This allows investors to click on a link on the "New account agreements" page that will take them to the 'offering circular' for this offering

Example: Enabled

**Tip: There are two ways to provide access to the circular document. The first is to provide a link to the webpage where the circular document is hosted. The second is to upload the circular document for Issuance to host.**

**Offering Document Type**

Select the correct label for your circular document.

Description: This is the labeling of the circular document to be displayed to investors.

Example: Offering Circular

**Offering Circular Link**

Type the address to the webpage where the circular document is hosted.

Description: A link potential investors can navigate to that will provide them access to this offering's circular document. You have the option to upload your own below. If you upload a document, it will be shown instead of the link.

Example: <https://DemoCompany.com/Reg-D-506-c-Offering-Circular.pdf>

**Offering Circular Document**

Select and upload the circular document. Alternatively, drag and drop this offering's circular document into the area with a dashed border.

Description: This is a file upload section where you can upload this offering's circular document for Issuance to host. It accepts the .pdf file type. If you upload a document any link in the "Offering Circular Link" field above will not be used.

***Optional*****&#x20;Other platform investment notice**

When enabled, this will display the Custom Investor Dashboard Note notice that is below. This notice is displayed to investors on the investor dashboard.

***Optional*****&#x20;Custom Investor Dashboard Note**

If **Other platform investment notice** is enabled, this note will be displayed. This note is to alert investors that investments made through other platforms or in different accounts will not be displayed on the dashboard for the account they are currently logged in as.

***Optional*****&#x20;Require Phone Number**

When enabled, investors will be required to provide their phone number before investing. This is optional by default.

**Require User Data at account creation**

When enabled, investors will be required to provide their full name when creating an account when accessing the offering via the Offering Slug URL.

If “Require Phone Number” is enabled, investors will also be required to provide their phone number when creating an account.

***Optional*****&#x20;Require ID Upload**

When enabled, investors will be required to upload a photo of their ID when making an investment. Please note: only Issuance staff can disable this feature

***Optional*****&#x20;Who is required to upload ID?**

When Require ID Upload is enabled, you can select from which region investors are required to upload their ID.

**Investor Regions**

This enables you to restrict from which regions legal persons can invest in your offering.

#### Details - Branding <a href="#details-branding" id="details-branding"></a>

{% hint style="warning" %}
Please note that Branding settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.
{% endhint %}

***Optional*****&#x20;Accent Color**

Enter in the Accent Color for this offering.

Description: This color will be used for buttons and large graphical elements. It is in hexademical format.

Example: #212529

***Optional*****&#x20;Accent Color Contrast**

Enter in the Accent Color Contrast for this offering.

Description: This the color of text displayed in this offering. It is in hexademical format. Note, in most cases, you should use the same values for Accent Contrast Color and Secondary Contrast Color.

Example: #E5E7EB

***Optional*****&#x20;Secondary Color Contrast**

Enter in the Secondary Color Contrast for this offering.

Description: This color will be used for small graphical elements. It is in hexademical format. Note, in most cases, you should use the same values for Accent Contrast Color and Secondary Contrast Color.

Example: #6B7280

***Optional*****&#x20;Logo**

Select and upload a file of the company's logo Alternatively, drag and drop a file of the logo into the area with a dashed border.

Description: This is a file upload section where you can upload the company's logo to be displayed to investors. It accepts .png, .jpg, and .gif file types.

***Optional*****&#x20;Favicon**

Select and upload a file of the company's favicon. Alternatively, drag and drop a file of the favicon into the area with a dashed border.

Description: This is a file upload section where you can upload the company's favicon to be displayed to investors on capable web-browsers. It accepts the .ico file type.

#### Details - Communications Management <a href="#details-communications-management" id="details-communications-management"></a>

{% hint style="warning" %}
Please note that Communications Management settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.
{% endhint %}

***Optional*****&#x20;High value investment email**

When enabled, investments over a certain threshold will be sent a different email template for the investment confirmation email and marked 'high value' for CRM integrations.

***Optional*****&#x20;High value email threshold**

This threshold is used to trigger **High value investment emails**.

Description: This is the threshold, in dollars, for high value emails. It is $10,000 by default.

Example: $10,000

#### *Optional* Details - Test the Waters <a href="#optional-details-test-the-waters" id="optional-details-test-the-waters"></a>

Test the Waters is a feature that allows investors who are ineligible to invest in a Reg D 506(c) offering to indicate their willingness to invest in a future offering which they would be eligible for.

***Optional*****&#x20;Test the Waters**

When this is enabled, ineligible investors will be directed to the Test the Waters page where they can indicate how much they would be willing to invest.

***Optional*****&#x20;Suggestions for test the waters**

These buttons will be displayed for an investor to click on to indicate their how much they would be willing to invest.

Example: 1st Button: $2,500 2nd Button: $7,500 3rd Button: $15,000

### Subscription Agreements <a href="#subscription-agreements" id="subscription-agreements"></a>

To edit or add a subscription agreement, please reach out to your Issuance Operations contact.

### Email Notifications <a href="#email-notifications" id="email-notifications"></a>

{% hint style="warning" %}
Please note: Email Notifications are not saved automatically. You must click the button labeled "Save Settings" to save them to your offering.
{% endhint %}

To configure performance report and investment notification emails to be sent out automatically, click on "Email Notifications".

Here you can add emails to all you wish to receive performance reports on a daily and weekly basis. You can also set the emails of those who you wish to receive notifications on all new investments.

#### Performance Reports <a href="#performance-reports" id="performance-reports"></a>

This enables daily performance reports to be sent out to all emails that are listed below.

Type in the email(s) you wish to receive daily performance reports. For multiple emails, separate them with a comma and a space.

Example: <demouser1@democompany.com>, <demouser2@democompany.com>, <demouser3@democompany.com>

#### Weekly Reports <a href="#weekly-reports" id="weekly-reports"></a>

This enables weekly performance reports to be sent out to all emails that are listed below.

Type in the email(s) you wish to receive weekly performance reports. For multiple emails, separate them with a comma and a space.

Example: <demouser1@democompany.com>, <demouser2@democompany.com>, <demouser3@democompany.com>

#### Investment Emails <a href="#investment-emails" id="investment-emails"></a>

This enables email alerts for when an investment action is undertaken to be sent out to all emails that are listed below.

Type in the email(s) you wish to receive these alerts. For multiple emails, separate them with a comma and a space

Example: <demouser1@democompany.com>, <demouser2@democompany.com>, <demouser3@democompany.com>

#### New Completed Investment emails <a href="#new-completed-investment-emails" id="new-completed-investment-emails"></a>

This enables email alerts for when a new investment is completed to be sent out to all emails that are listed below.

Type in the email(s) you wish to receive these alerts. For multiple emails, separate them with a comma and a space

Example: <demouser1@democompany.com>, <demouser2@democompany.com>, <demouser3@democompany.com>

#### New Account Emails <a href="#new-account-emails" id="new-account-emails"></a>

This enables email alerts for when a new account is created through your Offering Slug (URL) to be sent out to all emails that are listed below.

Type in the email(s) you wish to receive these alerts. For multiple emails, separate them with a comma and a space

Example: <demouser1@democompany.com>, <demouser2@democompany.com>, <demouser3@democompany.com>

#### User Max Monitoring Email <a href="#user-max-monitoring-email" id="user-max-monitoring-email"></a>

This enables email alerts for when users receive the maximum number of emails for a given eventto be sent out to all emails that are listed below.

Type in the email(s) you wish to receive these alerts. For multiple emails, separate them with a comma and a space

Example: <demouser1@democompany.com>, <demouser2@democompany.com>, <demouser3@democompany.com>

<br>


# Escrow Closing Process

This section provides information on the escrow closing process for a Regulation CF offering. You can initiate an escrow close for an offering from the Escrow page.

### Definition of Terms <a href="#definition-of-terms" id="definition-of-terms"></a>

#### In Escrow <a href="#in-escrow" id="in-escrow"></a>

This is the amount Issuance, Inc. has sent to the escrow bank account.

#### Available for Closing <a href="#available-for-closing" id="available-for-closing"></a>

This is the monetary amount of investments that have been made that are fully cleared and ready to be closed on.

#### Pending Reconciliation <a href="#pending-reconciliation" id="pending-reconciliation"></a>

This is the monetary amount of investments that have been made that have yet to be fully cleared and are ready to be closed on.

### Close Escrow <a href="#close-escrow" id="close-escrow"></a>

Before an escrow close can be initiated, there must be funds available for closing and the present date must be at or after the "First escrow close at or after" date.

To initiate an escrow close, click on the "Close Escrow" button in the upper right hand corner of the display. You will need to confirm that the target minimum raise has been reached as filed on Form C. You will also need to confirm that no material changes have been made to the offering.

To withdraw funds after a round of escrow has closed, click on the "Withdraw" button in the field for that particular round.

### Escrow Closing Timeline <a href="#escrow-closing-timeline" id="escrow-closing-timeline"></a>

Once you initiate an escrow closing, there is a 5 day (120 hour) countdown that begins.

For the first escrow closing, North Capital will CALL the primary contact setup with North Capital (the contact is configured with North Capital at account opening) to confirm bank transfer details.

For all escrow closings, North Capital will circulate a docusign that must be completed before funds can be transferred.

For all escrow closings after the initial one, there is a $100 fee imposed by North Capital.

At the end of the countdown, a withdrawal of funds is initiated with North Capital.

If the closing was initiated prior to 11am PST / 4pm EST, the funds will typically be transferred the next business day. Otherwise the transfer will occur on the following business day. The funds transfer date depends on North Capital's ability to process the escrow closing and the bank being open (i.e. business days/hours) and is only an estimate for convenience and not guaranteed. Funds are sent by wire transfer and the transfer occurs same-day once it is processed by NC.


# Refund Processing

This section provides information on how refunds are processed for Regulation CF investments.

### Refunds <a href="#refunds" id="refunds"></a>

Once an investment reaches escrow, refunds are handled by North Capital. Once you click cancel (refund) on the portal, North Capital will reach out to the investor using the contact information provided when creating their investment (typically email) in order to arrange sending the refund via bank transfer. The investor will receive a secure DocuSign to enter their bank account information.

The exception is that if the refund is initiated before midnight UTC (around 5pm EST) on the same day the funds were received, the refund will occur instantly through Stripe because the funds had not been transferred to escrow yet.

<br>


# Regulation D 506(b)

<table data-view="cards"><thead><tr><th></th><th></th><th></th><th data-hidden data-card-target data-type="content-ref"></th></tr></thead><tbody><tr><td><strong>Creating a Regulation D 506(b) Offering</strong></td><td>Documentation for creating a Regulation D 506(b) Offering</td><td></td><td><a href="/issuance-documentation/offerings/regulation-d-506-b/creating-a-regulation-d-506-b-offering">Creating a Regulation D 506(b) Offering</a></td></tr><tr><td><strong>Managing Regulation D 506(b) Investments</strong></td><td>Documentation for managing a Regulation D D 506(b) Offering's Investments</td><td></td><td><a href="/issuance-documentation/offerings/regulation-d-506-b/managing-regulation-d-506-b-investments">Managing Regulation D 506(b) Investments</a></td></tr><tr><td><strong>Regulation D 506(b) Settings</strong></td><td>Documentation to managing a Regulation D 506(b) Offering's Settings</td><td></td><td><a href="/issuance-documentation/offerings/regulation-d-506-b/regulation-d-506-b-settings">Regulation D 506(b) Settings</a></td></tr></tbody></table>


# Creating a Regulation D 506(b) Offering

This section provides information on how to create a Regulation D 506(b) Offering, the required information, the definitions of each field. Optional fields and steps will be noted.

### Creating a New Offering <a href="#creating-a-new-offering" id="creating-a-new-offering"></a>

Navigate to the [Issuer Dashboard](https://invest.issuance.com/issuer/dashboard)

Click "Offerings"

Click "Create offering"

#### Offering Creation <a href="#offering-creation" id="offering-creation"></a>

This section allows you to select which type of offering you will create. When you have selected an offering type, click "Continue" to proceed.

**Offering Type**

This is a list of offering types available to for creation. For Regulation D 506(b) Offerings, select "Reg D 506(b)" from the dropdown menu.

#### General Offering Settings <a href="#general-offering-settings" id="general-offering-settings"></a>

This section allows you to enter General Offering information. Once you are finished, click "Continue" to proceed.

**Name**

Type the name of the offering.

Description: This field is a short descriptive name of the offering, such as the name of the company and the type of offering. It will serve as the title of the offering.

Example: Demo Company, LLC Reg D 506(b)

**Offering Slug (URL)**

Type the slug of the offering.

Description: This field is a unique identifier used in the URL to differentiate your offering from others on the Issuance platform.

Example: demo-company

***Optional*****&#x20;Support Phone**

Type the support phone number for this offering.

Description: This is an phone number investors can contact with questions about the offering, the company, the business model, the founding team, etc. Typically this either will put investors in touch with an executive (for a smaller offering) or with a dedicated investor support resource (for a larger offering with higher volume of inquiries) that the issuer employs.

Example: (555)555-5555

**Support Email**

Type the support email for this offering.

Description: This is an email address investors can contact with questions about the offering, the company, the business model, the founding team, etc. Typically this either will put investors in touch with an executive (for a smaller offering) or with a dedicated investor support resource (for a larger offering with higher volume of inquiries) that the issuer employs.

Example: <offeringsupport@democompany.com>

**Default Timezone**

This is the timezone for emails official document signatures.

Description: This timezone will be used to denote when documents related to this offering are signed.

Example: US/Eastern

***Optional*****&#x20;Landing Page URL**

This is the landing page URL for your company's website.

Description: This will be used as a link to your company's website. It must begin with either http\:// or https\://

Example: <https://democompany.com>

#### Securities Settings <a href="#securities-settings" id="securities-settings"></a>

This section allows you to enter Securities information. Once you are finished, click "Continue" to proceed.

**Security Type**

Type the security type of the offering.

Description: Type of securities (e.g. Class A Shares, Class B Non-Voting, etc.). This is displayed on email receipts.

Example: Class A Shares

**Share Price | Unit Price**

Type in the share or unit price for this offering.

Description: The price per share or per unit being offered. Please note this is not used for debt-based offerings.

Example: $1.50

**Shares or units**

Select which the particular type of security that you are issuing through this offering.

Description: Shares or units.

Example: Shares

***Optional*****&#x20;Unit details**

Type in the details of the units.

Description: The details of the units that are being offered.

Example: 1 Share and 1/2 of a Warrant

***Units Only*****&#x20;Warrants Per Unit**

Type in the amount of warrants per Unit.

Description: The numerical amount of warrants per unit.

Example: 0.5

***Optional*****&#x20;Minimum investment amount**

Type minimum investment amount for this offering.

Description: The minimum currency amount that can be invested in a single investment.

Example: $15000

***Optional*****&#x20;Debt-based offering mode**

Important Information: Bebt-based offering mode is intended to be used by debt-based offerings only. There will not be any shares. To change this setting you must contact Issuance staff. This setting will not be able to be changed once an investment has been made in this offering.

#### Adv. Securities Settings <a href="#adv-securities-settings" id="adv-securities-settings"></a>

This section allows you to enter Advanced Securities information. Once you are finished, click "Continue" to proceed.

**Administrative fees**

Type in the agreed upon administrative fee of the offering.

Description: This is a flat fee per investment. This value is agreed upon in your contract. You can configure at any time whether it is paid by the investor or the issuer.

Example: $15.00

***Optional*****&#x20;Administrative fees paid by**

Select either Investor or Issuer.

Description: This designates which party will pay the administrative fees for an investment made through the Issuance platform. You can change this at any time in offering settings. Changes will only affect new investments.

Example: Investor

***Optional*****&#x20;Number of shares**

Type the number of shares or units in the offering.

Description: The amount of shares or units in the offering. Once this amount has been reached no additional investments will be able to be made.

Example: 20000000

***Optional*****&#x20;Maximum investment amount**

Type the investment maximum amount for this offering.

Description: The maximum currency amount that can be invested in a single investment

Example: $10000000

***Optional*****&#x20;Investment Increment amount**

Type in the investment increment amount for this offering

Description: This sets an increment so that only multiples of the increment are accepted as investment sizes. For example a $100 increment amuont and a $300 minimum investment amount allows investments of $300, $400, $500 and so on.

Example: $100

#### Signature Settings <a href="#signature-settings" id="signature-settings"></a>

This section allows you to enter Signature information. Once you are finished, click "Continue" to proceed.

**Signing Full Name**

Type the signing name for the subscription agreement of this offering.

Description: This is the full name signed on the subscription agreement. Typically this is the company's CEO or CFO.

Example: Demo User

**Signing Title**

Type in the title of the person signing the subscription agreement for this offering.

Description: The title of the company's representative signing the agreement. It is signed on the subcscription agreement.

Example: CEO

***Optional*****&#x20;Signing Email**

Type the email of the person signing the subscription agreement for this offering.

Description: The email of the company's representative signing the agreement. It is signed on the subscription agreement.

Example: <demouser@democompany.com>

#### Investor UI Settings <a href="#investor-ui-settings" id="investor-ui-settings"></a>

This section allows you to enter Investor UI Securities information. Once you are finished, click "Continue" to proceed.

**Investment Size Suggestions**

These buttons will be displayed to investors during the investment flow as suggested shares amount to choose from.

Description: Buttons suggesting investors purchase a certain amount of shares that will appear to investors when they are investing in this offering. Please note that suggestion amounts are in shares and the value (share price multiplied by amount of shares) of all suggested share amounts must be greater than the minimum investment amount.

Example: 1st Button: 5 2nd Button: 10 3rd Button: 15

**Minimum wire transfer amount**

Type in the minimum wire transfer amount

Description: The minimum investment necessary for a single investor to make an investment using a wire transfer. The minimum amount allowed on the Issuance platform is $5,000.

Example: $5000

**Tip: There are two ways to provide access to the circular document. The first is to provide a link to the webpage where the circular document is hosted. The second is to upload the circular document for Issuance to host.**

**Offering Document Type**

Select the correct label for your circular document.

Description: This is the labeling of the circular document to be displayed to investors.

Example: Offering Circular

**Offering Circular Link**

Type the address to the webpage where the circular document is hosted.

Description: A link potential investors can navigate to that will provide them access to this offering's circular document. You have the option to upload your own below. If you upload a document, it will be shown instead of the link.

Example: <https://DemoCompany.com/RegD-506-b-Offering-Circular.pdf>

**Offering Circular Document**

Select and upload the circular document. Alternatively, drag and drop this offering's circular document into the area with a dashed border.

Description: This is a file upload section where you can upload this offering's circular document for Issuance to host. It accepts the .pdf file type. If you upload a document any link in the "Offering Circular Link" field above will not be used.

***Optional*****&#x20;Require Phone Number**

When enabled, investors will be required to provide their phone number before investing. This is optional by default.

#### *Optional* Branding <a href="#optional-branding" id="optional-branding"></a>

This section allows you to enter Branding information. Once you are finished, click "Continue" to proceed. This section is optional.

***Optional*****&#x20;Accent Color**

Enter in the Accent Color for this offering.

Description: This color will be used for buttons and large graphical elements. It is in hexademical format.

Example: #212529

***Optional*****&#x20;Accent Color Contrast**

Enter in the Accent Color Contrast for this offering.

Description: This the color of text displayed in this offering. It is in hexademical format. Note, in most cases, you should use the same values for Accent Contrast Color and Secondary Contrast Color.

Example: #E5E7EB

***Optional*****&#x20;Secondary Color Contrast**

Enter in the Secondary Color Contrast for this offering.

Description: This color will be used for small graphical elements. It is in hexademical format. Note, in most cases, you should use the same values for Accent Contrast Color and Secondary Contrast Color.

Example: #6B7280

***Optional*****&#x20;Logo**

Select and upload a file of the company's logo Alternatively, drag and drop a file of the logo into the area with a dashed border.

Description: This is a file upload section where you can upload the company's logo to be displayed to investors. It accepts .png, .jpg, and .gif file types.

***Optional*****&#x20;Favicon**

Select and upload a file of the company's favicon. Alternatively, drag and drop a file of the favicon into the area with a dashed border.

Description: This is a file upload section where you can upload the company's favicon to be displayed to investors on capable web-browsers. It accepts the .png, .jpg, .gif, and .ico file types.


# Managing Regulation D 506(b) Investments

This section provides information on reviewing, approving, and accepting with investments for your Regulation D506(c) offering.

### Investment Actions <a href="#investment-actions" id="investment-actions"></a>

#### Approving Investments <a href="#approving-investments" id="approving-investments"></a>

Please note: Approving investments is up to the issuer's discretion. AML/KYC results that contain watchlist hits, such as false positive hits, can be overridden by the issuer in order to approve the investment. The issuer acknowledges responsibility over the approval of investments by doing this.

**1. Navigate to the** [**Issuer Dashboard**](https://invest.issuance.com/issuer/dashboard)

**2. Click on the Investment ID of the investment you wish to review.**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/2ce00da9-3de7-4720-9ffb-900bd970997a/user_cropped_screenshot.jpeg?tl_px=454,227\&br_px=1947,1067\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,274)

**3. Click "Approve Investment"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/90219435-482c-4431-bba5-4b15bb90e1f6/ascreenshot.jpeg?tl_px=137,76\&br_px=1630,916\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)

**4. Click "Approve Investment"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/72ecff64-4940-428b-9872-5c9ad60d225f/ascreenshot.jpeg?tl_px=1087,556\&br_px=2580,1396\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)

#### Accepting Individual Investments <a href="#accepting-individual-investments" id="accepting-individual-investments"></a>

To finalize investments, you'll need to accept investments. You can do this by visiting the "Investments" page on your Issuance dashboard and reviewing the investment details. Once you've reviewed the details, you can approve or cancel the investment or contact the investor with further instructions.

Please note: if a Broker-Dealer is not engaged, the auto-approve feature approves investments that have no watchlist hits in their AML/KYC results. If a watchlist hit is present, the issuer can manually 'approve' the investment at their own discretion in order to accept it. Accepting investments is up to the issuer's discretion. AML/KYC results that contain watchlist hits, such as false positive hits, can be overridden by the issuer in order to accept the investment. The issuer acknowledges responsibility over the acceptance of investments by doing this.

**1. Navigate to the** [**Issuer Dashboard**](https://invest.issuance.com/issuer/dashboard)

**2. Click on the "Investment ID" of the investment you wish to accept.**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-06/62c8522e-67ac-4f39-bd9d-e7828bdb066c/File.jpeg?tl_px=937,1046\&br_px=2430,1886\&sharp=0.8\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-labs-public.s3.us-east-2.amazonaws.com/images/watermarks/watermark_default.png\&wat_pad=262,206)

**3. Click "Accept Investment"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-06/358caeb3-22e9-43e0-bb08-ec5028aa0579/File.jpeg?tl_px=241,68\&br_px=1734,908\&sharp=0.8\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-labs-public.s3.us-east-2.amazonaws.com/images/watermarks/watermark_default.png\&wat_pad=262,139)

**4. Click "Accept Investment"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-06/12890c24-2080-4d3b-ae7d-3ea2ab2f691e/File.jpeg?tl_px=1169,586\&br_px=2662,1426\&sharp=0.8\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-labs-public.s3.us-east-2.amazonaws.com/images/watermarks/watermark_default.png\&wat_pad=262,139)

**5. Click here to exit the popup window.**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-06/2d2f678d-cab5-4d3b-bba7-f99cc1e8c6a7/File.jpeg?tl_px=1835,0\&br_px=3328,840\&sharp=0.8\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-labs-public.s3.us-east-2.amazonaws.com/images/watermarks/watermark_default.png\&wat_pad=262,69)

#### Accepting Multiple Investments <a href="#accepting-multiple-investments" id="accepting-multiple-investments"></a>

**1. Click the checkboxes of approved investments you wish to accept.**

![](https://colony-recorder.s3.amazonaws.com/files/2023-06-06/884db434-ad7d-4676-b421-e6848ba9d373/File.webp)

**2. Click "Actions"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-06/b82ea66b-8b5f-4cc2-856c-949668a988a0/File.jpeg?tl_px=1866,394\&br_px=3359,1234\&sharp=0.8\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-labs-public.s3.us-east-2.amazonaws.com/images/watermarks/watermark_default.png\&wat_pad=480,139)

**3. Click "Accept"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-06/922de09b-1ce1-4444-8b2d-68aa0e435988/File.jpeg?tl_px=1866,490\&br_px=3359,1330\&sharp=0.8\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-labs-public.s3.us-east-2.amazonaws.com/images/watermarks/watermark_default.png\&wat_pad=448,139)

**4. Click "Accept Investments"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-06/db61ec6f-f908-4edf-afb6-7d2d37fd0403/File.jpeg?tl_px=1235,594\&br_px=2728,1434\&sharp=0.8\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-labs-public.s3.us-east-2.amazonaws.com/images/watermarks/watermark_default.png\&wat_pad=262,139)

#### Cancelling Finalized Investment <a href="#cancelling-finalized-investment" id="cancelling-finalized-investment"></a>

**1. Navigate to the** [**Issuer Dashboard**](https://invest.issuance.com/issuer/dashboard)

**2. Click on the Investment ID of the investment you wish to review.**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/065a28b6-68fe-432a-8c69-f3a2f34e9aa7/ascreenshot.jpeg?tl_px=987,996\&br_px=2480,1836\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,159)

**3. Click "Cancel investment"**![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/40e8d097-080f-4dd2-a409-3bfc4f4fae24/ascreenshot.jpeg?tl_px=111,58\&br_px=1604,898\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)

**4. Click "Cancel Investment"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/89eb0ef4-2e69-45b0-a905-2c4320187648/ascreenshot.jpeg?tl_px=1053,718\&br_px=2546,1558\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)

**5.&#x20;*****Optional*****&#x20;Click the "Type a note to be included to the investor in the cancellation email... (Optional)" field.**

If you wish to send the investor a note when cancelling their investment, you can do so here and it will be attached to the email notifying them of the cancellation action.

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/81a9a653-3977-442c-8387-5aeb6ce554e9/ascreenshot.jpeg?tl_px=835,414\&br_px=2328,1254\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)

**7. Click "Cancel Investment"**

Please note cancelling a finalized investment requires you to have enough funds available in your Stripe balance to cover the refund. You will not be able to refund an investor if your Stripe balance is insufficient.

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/75076a8c-4d02-4aeb-aefb-c7ab5d99a1b3/ascreenshot.jpeg?tl_px=1053,732\&br_px=2546,1572\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)


# Regulation D 506(b) Settings

This section provides information on how to configure your offering's settings after creation. Please note: any changes made are not saved automatically and can only be saved by clicking on the button

### Configuring Offering Settings <a href="#configuring-offering-settings" id="configuring-offering-settings"></a>

Navigate to the [Issuer Dashboard](https://invest.issuance.com/issuer/dashboard)

Click "Offerings"

Find the offering in question and click "Offering Settings"

### Details <a href="#details" id="details"></a>

#### Details - General Offering Settings <a href="#details-general-offering-settings" id="details-general-offering-settings"></a>

Please note that General Offering Settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.

**Name**

Type the name of the offering.

Description: This field is a short descriptive name of the offering, such as the name of the company and the type of offering. It will serve as the title of the offering.

Example: Demo Company, LLC Reg D 506(c)

***Optional*****&#x20;Support Phone**

Type the support phone number for this offering.

Description: This is an phone number investors can contact with questions about the offering, the company, the business model, the founding team, etc. Typically this either will put investors in touch with an executive (for a smaller offering) or with a dedicated investor support resource (for a larger offering with higher volume of inquiries) that the issuer employs.

Example: (555)555-5555

**Support Email**

Type the support email for this offering.

Description: This is an email address investors can contact with questions about the offering, the company, the business model, the founding team, etc. Typically this either will put investors in touch with an executive (for a smaller offering) or with a dedicated investor support resource (for a larger offering with higher volume of inquiries) that the issuer employs.

Example: <offeringsupport@democompany.com>

**Default Timezone**

This is the timezone for emails official document signatures.

Description: This timezone will be used to denote when documents related to this offering are signed.

Example: US/Eastern

***Optional*****&#x20;Landing Page URL**

This is the landing page URL for your company's website.

Description: This will be used as a link to your company's website. It must begin with either http\:// or https\://

Example: <https://democompany.com>

#### Details - Securities Settings <a href="#details-securities-settings" id="details-securities-settings"></a>

Please note that Securities Settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.

**Offering Type**

This is a list of offering types available to for creation. For Regulation D 506(b) Offerings, select "Reg D 506(b)" from the dropdown menu.

**Security Type**

Type the security type of the offering.

Description: Type of securities (e.g. Class A Shares, Class B Non-Voting, etc.). This is displayed on email receipts.

Example: Class A Shares

***Optional*****&#x20;Minimum investment amount**

Type minimum investment amount for this offering.

Description: The minimum currency amount that can be invested in a single investment.

Example: $15000

#### Details - Adv. Securities Settings <a href="#details-adv-securities-settings" id="details-adv-securities-settings"></a>

{% hint style="warning" %}
Please note that Adv. Securities Settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.
{% endhint %}

***Optional*****&#x20;Administrative fees paid by**

Select either Investor or Issuer.

Description: This designates which party will pay the administrative fees for an investment made through the Issuance platform. You can change this at any time in offering settings. Changes will only affect new investments.

Example: Investor

***Optional*****&#x20;Number of shares**

Type the number of shares or units in the offering.

Description: The amount of shares or units in the offering. Once this amount has been reached no additional investments will be able to be made.

Example: 20000000

***Optional*****&#x20;Maximum investment amount**

Type the investment maximum amount for this offering.

Description: The maximum currency amount that can be invested in a single investment

Example: $10000000

***Optional*****&#x20;Investment Increment amount**

Type in the investment increment amount for this offering

Description: This sets an increment so that only multiples of the increment are accepted as investment sizes. For example a $100 increment amuont and a $300 minimum investment amount allows investments of $300, $400, $500 and so on.

Example: $100

#### Details - Signature Settings <a href="#details-signature-settings" id="details-signature-settings"></a>

{% hint style="warning" %}
Please note that Signature Settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.
{% endhint %}

#### Signature Settings <a href="#signature-settings" id="signature-settings"></a>

This section allows you to enter Signature information. Once you are finished, click "Continue" to proceed.

**Signing Full Name**

Type the signing name for the subscription agreement of this offering.

Description: This is the full name signed on the subscription agreement. Typically this is the company's CEO or CFO.

Example: Demo User

**Signing Title**

Type in the title of the person signing the subscription agreement for this offering.

Description: The title of the company's representative signing the agreement. It is signed on the subcscription agreement.

Example: CEO

***Optional*****&#x20;Signing Email**

Type the email of the person signing the subscription agreement for this offering.

Description: The email of the company's representative signing the agreement. It is signed on the subscription agreement.

Example: <demouser@democompany.com>

#### Details - Investor UI Settings <a href="#details-investor-ui-settings" id="details-investor-ui-settings"></a>

{% hint style="warning" %}
Please note that Investor UI settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.
{% endhint %}

**Investment Size Suggestions**

These buttons will be displayed to investors during the investment flow as suggested shares amount to choose from.

Description: Buttons suggesting investors purchase a certain amount of shares that will appear to investors when they are investing in this offering. Please note that suggestion amounts are in shares and the value (share price multiplied by amount of shares) of all suggested share amounts must be greater than the minimum investment amount.

Example: 1st Button: 5 2nd Button: 10 3rd Button: 15

**Minimum wire transfer amount**

Type in the minimum wire transfer amount

Description: The minimum investment necessary for a single investor to make an investment using a wire transfer. The minimum amount allowed on the Issuance platform is $5,000.

Example: $5000

**Display Offering Document Link**

When enabled, investors will be displayed a link to your 'offering circular' document on the "New account agreements" page.

Description: This allows investors to click on a link on the "New account agreements" page that will take them to the 'offering circular' for this offering

Example: Enabled

**Tip: There are two ways to provide access to the circular document. The first is to provide a link to the webpage where the circular document is hosted. The second is to upload the circular document for Issuance to host.**

**Offering Document Type**

Select the correct label for your circular document.

Description: This is the labeling of the circular document to be displayed to investors.

Example: Offering Circular

**Offering Circular Link**

Type the address to the webpage where the circular document is hosted.

Description: A link potential investors can navigate to that will provide them access to this offering's circular document. You have the option to upload your own below. If you upload a document, it will be shown instead of the link.

Example: <https://DemoCompany.com/Reg-D-506-c-Offering-Circular.pdf>

**Offering Circular Document**

Select and upload the circular document. Alternatively, drag and drop this offering's circular document into the area with a dashed border.

Description: This is a file upload section where you can upload this offering's circular document for Issuance to host. It accepts the .pdf file type. If you upload a document any link in the "Offering Circular Link" field above will not be used.

***Optional*****&#x20;Other platform investment notice**

When enabled, this will display the Custom Investor Dashboard Note notice that is below. This notice is displayed to investors on the investor dashboard.

***Optional*****&#x20;Custom Investor Dashboard Note**

If **Other platform investment notice** is enabled, this note will be displayed. This note is to alert investors that investments made through other platforms or in different accounts will not be displayed on the dashboard for the account they are currently logged in as.

***Optional*****&#x20;Require Phone Number**

When enabled, investors will be required to provide their phone number before investing. This is optional by default.

**Require User Data at account creation**

When enabled, investors will be required to provide their full name when creating an account when accessing the offering via the Offering Slug URL.

If “Require Phone Number” is enabled, investors will also be required to provide their phone number when creating an account.

***Optional*****&#x20;Require ID Upload**

When enabled, investors will be required to upload a photo of their ID when making an investment. Please note: only Issuance staff can disable this feature

***Optional*****&#x20;Who is required to upload ID?**

When Require ID Upload is enabled, you can select from which region investors are required to upload their ID.

**Investor Regions**

This enables you to restrict from which regions legal persons can invest in your offering.

#### Details - Branding <a href="#details-branding" id="details-branding"></a>

{% hint style="warning" %}
Please note that Branding settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.
{% endhint %}

***Optional*****&#x20;Accent Color**

Enter in the Accent Color for this offering.

Description: This color will be used for buttons and large graphical elements. It is in hexademical format.

Example: #212529

***Optional*****&#x20;Accent Color Contrast**

Enter in the Accent Color Contrast for this offering.

Description: This the color of text displayed in this offering. It is in hexademical format. Note, in most cases, you should use the same values for Accent Contrast Color and Secondary Contrast Color.

Example: #E5E7EB

***Optional*****&#x20;Secondary Color Contrast**

Enter in the Secondary Color Contrast for this offering.

Description: This color will be used for small graphical elements. It is in hexademical format. Note, in most cases, you should use the same values for Accent Contrast Color and Secondary Contrast Color.

Example: #6B7280

***Optional*****&#x20;Logo**

Select and upload a file of the company's logo Alternatively, drag and drop a file of the logo into the area with a dashed border.

Description: This is a file upload section where you can upload the company's logo to be displayed to investors. It accepts .png, .jpg, and .gif file types.

***Optional*****&#x20;Favicon**

Select and upload a file of the company's favicon. Alternatively, drag and drop a file of the favicon into the area with a dashed border.

Description: This is a file upload section where you can upload the company's favicon to be displayed to investors on capable web-browsers. It accepts the .ico file type.

#### Details - Communications Management <a href="#details-communications-management" id="details-communications-management"></a>

{% hint style="warning" %}
Please note that Communications Management settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.
{% endhint %}

***Optional*****&#x20;High value investment email**

When enabled, investments over a certain threshold will be sent a different email template for the investment confirmation email and marked 'high value' for CRM integrations.

***Optional*****&#x20;High value email threshold**

This threshold is used to trigger **High value investment emails**.

Description: This is the threshold, in dollars, for high value emails. It is $10,000 by default.

Example: $10,000

#### *Optional* Details - Test the Waters <a href="#optional-details-test-the-waters" id="optional-details-test-the-waters"></a>

Test the Waters is a feature that allows investors who are ineligible to invest in a Reg D 506(c) offering to indicate their willingness to invest in a future offering which they would be eligible for.

***Optional*****&#x20;Test the Waters**

When this is enabled, ineligible investors will be directed to the Test the Waters page where they can indicate how much they would be willing to invest.

***Optional*****&#x20;Suggestions for test the waters**

These buttons will be displayed for an investor to click on to indicate their how much they would be willing to invest.

Example: 1st Button: $2,500 2nd Button: $7,500 3rd Button: $15,000

### Subscription Agreements <a href="#subscription-agreements" id="subscription-agreements"></a>

To edit or add a subscription agreement, please reach out to your Issuance Operations contact.

### Email Notifications <a href="#email-notifications" id="email-notifications"></a>

{% hint style="warning" %}
Please note: Email Notifications are not saved automatically. You must click the button labeled "Save Settings" to save them to your offering.
{% endhint %}

To configure performance report and investment notification emails to be sent out automatically, click on "Email Notifications".

Here you can add emails to all you wish to receive performance reports on a daily and weekly basis. You can also set the emails of those who you wish to receive notifications on all new investments.

#### Performance Reports <a href="#performance-reports" id="performance-reports"></a>

This enables daily performance reports to be sent out to all emails that are listed below.

Type in the email(s) you wish to receive daily performance reports. For multiple emails, separate them with a comma and a space.

Example: <demouser1@democompany.com>, <demouser2@democompany.com>, <demouser3@democompany.com>

#### Weekly Reports <a href="#weekly-reports" id="weekly-reports"></a>

This enables weekly performance reports to be sent out to all emails that are listed below.

Type in the email(s) you wish to receive weekly performance reports. For multiple emails, separate them with a comma and a space.

Example: <demouser1@democompany.com>, <demouser2@democompany.com>, <demouser3@democompany.com>

#### Investment Emails <a href="#investment-emails" id="investment-emails"></a>

This enables email alerts for when an investment action is undertaken to be sent out to all emails that are listed below.

Type in the email(s) you wish to receive these alerts. For multiple emails, separate them with a comma and a space

Example: <demouser1@democompany.com>, <demouser2@democompany.com>, <demouser3@democompany.com>

#### New Completed Investment emails <a href="#new-completed-investment-emails" id="new-completed-investment-emails"></a>

This enables email alerts for when a new investment is completed to be sent out to all emails that are listed below.

Type in the email(s) you wish to receive these alerts. For multiple emails, separate them with a comma and a space

Example: <demouser1@democompany.com>, <demouser2@democompany.com>, <demouser3@democompany.com>

#### New Account Emails <a href="#new-account-emails" id="new-account-emails"></a>

This enables email alerts for when a new account is created through your Offering Slug (URL) to be sent out to all emails that are listed below.

Type in the email(s) you wish to receive these alerts. For multiple emails, separate them with a comma and a space

Example: <demouser1@democompany.com>, <demouser2@democompany.com>, <demouser3@democompany.com>

#### User Max Monitoring Email <a href="#user-max-monitoring-email" id="user-max-monitoring-email"></a>

This enables email alerts for when users receive the maximum number of emails for a given eventto be sent out to all emails that are listed below.

Type in the email(s) you wish to receive these alerts. For multiple emails, separate them with a comma and a space

Example: <demouser1@democompany.com>, <demouser2@democompany.com>, <demouser3@democompany.com>


# Regulation D 506(c)

<table data-view="cards"><thead><tr><th></th><th></th><th></th><th data-hidden data-card-target data-type="content-ref"></th></tr></thead><tbody><tr><td><strong>Creating a Regulation D 506(c) Offering</strong></td><td>Documentation for creating a Regulation D 506(c) Offering</td><td></td><td><a href="/issuance-documentation/offerings/regulation-d-506-c/creating-a-regulation-d-506-c-offering">Creating a Regulation D 506(c) Offering</a></td></tr><tr><td><strong>Managing Regulation D 506(c) Investments</strong></td><td>Documentation for managing a Regulation D D 506(c) Offering's Investments</td><td></td><td><a href="/issuance-documentation/offerings/regulation-d-506-c/managing-regulation-d-506-c-investments">Managing Regulation D 506(c) Investments</a></td></tr><tr><td><strong>Regulation D 506(c) Settings</strong></td><td>Documentation to managing a Regulation D 506(c) Offering's Settings</td><td></td><td><a href="/issuance-documentation/offerings/regulation-d-506-c/regulation-d-506-c-settings">Regulation D 506(c) Settings</a></td></tr></tbody></table>


# Creating a Regulation D 506(c) Offering

{% hint style="info" %}
This section provides information on how to create a Reg D 506(c) Offering, the required information, the definitions of each field. Optional fields and steps will be noted.
{% endhint %}

### Creating a New Offering <a href="#creating-a-new-offering" id="creating-a-new-offering"></a>

Navigate to the [Issuer Dashboard](https://invest.issuance.com/issuer/dashboard)

Click "Offerings"

Click "Create offering"

#### Offering Creation <a href="#offering-creation" id="offering-creation"></a>

This section allows you to select which type of offering you will create. When you have selected an offering type, click "Continue" to proceed.

**Offering Type**

This is a list of offering types available to for creation. For Regulation D 506(c) Offerings, select "Reg D 506(c)" from the dropdown menu.

#### General Offering Settings <a href="#general-offering-settings" id="general-offering-settings"></a>

This section allows you to enter General Offering information. Once you are finished, click "Continue" to proceed.

**Name**

Type the name of the offering.

Description: This field is a short descriptive name of the offering, such as the name of the company and the type of offering. It will serve as the title of the offering.

Example: Demo Company, LLC Reg D 506(c)

**Offering Slug (URL)**

Type the slug of the offering.

Description: This field is a unique identifier used in the URL to differentiate your offering from others on the Issuance platform.

Example: demo-company

***Optional*****&#x20;Support Phone**

Type the support phone number for this offering.

Description: This is an phone number investors can contact with questions about the offering, the company, the business model, the founding team, etc. Typically this either will put investors in touch with an executive (for a smaller offering) or with a dedicated investor support resource (for a larger offering with higher volume of inquiries) that the issuer employs.

Example: (555)555-5555

**Support Email**

Type the support email for this offering.

Description: This is an email address investors can contact with questions about the offering, the company, the business model, the founding team, etc. Typically this either will put investors in touch with an executive (for a smaller offering) or with a dedicated investor support resource (for a larger offering with higher volume of inquiries) that the issuer employs.

Example: <offeringsupport@democompany.com>

**Default Timezone**

This is the timezone for emails official document signatures.

Description: This timezone will be used to denote when documents related to this offering are signed.

Example: US/Eastern

***Optional*****&#x20;Landing Page URL**

This is the landing page URL for your company's website.

Description: This will be used as a link to your company's website. It must begin with either http\:// or https\://

Example: <https://democompany.com>

#### Securities Settings <a href="#securities-settings" id="securities-settings"></a>

This section allows you to enter Securities information. Once you are finished, click "Continue" to proceed.

**Security Type**

Type the security type of the offering.

Description: Type of securities (e.g. Class A Shares, Class B Non-Voting, etc.). This is displayed on email receipts.

Example: Class A Shares

**Share Price | Unit Price**

Type in the share or unit price for this offering.

Description: The price per share or per unit being offered. Please note this is not used for debt-based offerings.

Example: $1.50

**Shares or units**

Select which the particular type of security that you are issuing through this offering.

Description: Shares or units.

Example: Shares

***Optional*****&#x20;Related Reg S Offering**

Select a related Reg S offering for investors to be redirected from who are ineligible for Reg S.

Description: Reg S offerings are only available to investors who reside outside of the US. US based accredited investors who navigate to your selected Reg S offering will be redirected to this Reg D 506(c) offering.

Example: Demo Company Reg S Offering

***Optional*****&#x20;Unit details**

Type in the details of the units.

Description: The details of the units that are being offered.

Example: 1 Share and 1/2 of a Warrant

***Units Only*****&#x20;Warrants Per Unit**

Type in the amount of warrants per Unit.

Description: The numerical amount of warrants per unit.

Example: 0.5

***Optional*****&#x20;Minimum investment amount**

Type minimum investment amount for this offering.

Description: The minimum currency amount that can be invested in a single investment.

Example: $15000

***Optional*****&#x20;Debt-based offering mode**

Important Information: Bebt-based offering mode is intended to be used by debt-based offerings only. There will not be any shares. To change this setting you must contact Issuance staff. This setting will not be able to be changed once an investment has been made in this offering.

#### Adv. Securities Settings <a href="#adv-securities-settings" id="adv-securities-settings"></a>

This section allows you to enter Advanced Securities information. Once you are finished, click "Continue" to proceed.

**Administrative fees**

Type in the agreed upon administrative fee of the offering.

Description: This is a flat fee per investment. This value is agreed upon in your contract. You can configure at any time whether it is paid by the investor or the issuer.

Example: $15.00

***Optional*****&#x20;Administrative fees paid by**

Select either Investor or Issuer.

Description: This designates which party will pay the administrative fees for an investment made through the Issuance platform. You can change this at any time in offering settings. Changes will only affect new investments.

Example: Investor

***Optional*****&#x20;Number of shares**

Type the number of shares or units in the offering.

Description: The amount of shares or units in the offering. Once this amount has been reached no additional investments will be able to be made.

Example: 20000000

***Optional*****&#x20;Maximum investment amount**

Type the investment maximum amount for this offering.

Description: The maximum currency amount that can be invested in a single investment

Example: $10000000

***Optional*****&#x20;Investment Increment amount**

Type in the investment increment amount for this offering

Description: This sets an increment so that only multiples of the increment are accepted as investment sizes. For example a $100 increment amuont and a $300 minimum investment amount allows investments of $300, $400, $500 and so on.

Example: $100

#### Signature Settings <a href="#signature-settings" id="signature-settings"></a>

This section allows you to enter Signature information. Once you are finished, click "Continue" to proceed.

**Signing Full Name**

Type the signing name for the subscription agreement of this offering.

Description: This is the full name signed on the subscription agreement. Typically this is the company's CEO or CFO.

Example: Demo User

**Signing Title**

Type in the title of the person signing the subscription agreement for this offering.

Description: The title of the company's representative signing the agreement. It is signed on the subcscription agreement.

Example: CEO

***Optional*****&#x20;Signing Email**

Type the email of the person signing the subscription agreement for this offering.

Description: The email of the company's representative signing the agreement. It is signed on the subscription agreement.

Example: <demouser@democompany.com>

#### Investor UI Settings <a href="#investor-ui-settings" id="investor-ui-settings"></a>

This section allows you to enter Investor UI Securities information. Once you are finished, click "Continue" to proceed.

**Investment Size Suggestions**

These buttons will be displayed to investors during the investment flow as suggested shares amount to choose from.

Description: Buttons suggesting investors purchase a certain amount of shares that will appear to investors when they are investing in this offering. Please note that suggestion amounts are in shares and the value (share price multiplied by amount of shares) of all suggested share amounts must be greater than the minimum investment amount.

Example: 1st Button: 5 2nd Button: 10 3rd Button: 15

**Minimum wire transfer amount**

Type in the minimum wire transfer amount

Description: The minimum investment necessary for a single investor to make an investment using a wire transfer. The minimum amount allowed on the Issuance platform is $5,000.

Example: $5000

**Tip: There are two ways to provide access to the circular document. The first is to provide a link to the webpage where the circular document is hosted. The second is to upload the circular document for Issuance to host.**

**Offering Document Type**

Select the correct label for your circular document.

Description: This is the labeling of the circular document to be displayed to investors.

Example: Offering Circular

**Offering Circular Link**

Type the address to the webpage where the circular document is hosted.

Description: A link potential investors can navigate to that will provide them access to this offering's circular document. You have the option to upload your own below. If you upload a document, it will be shown instead of the link.

Example: <https://DemoCompany.com/Reg-D-506-c-Offering-Circular.pdf>

**Offering Circular Document**

Select and upload the circular document. Alternatively, drag and drop this offering's circular document into the area with a dashed border.

Description: This is a file upload section where you can upload this offering's circular document for Issuance to host. It accepts the .pdf file type. If you upload a document any link in the "Offering Circular Link" field above will not be used.

***Optional*****&#x20;Require Phone Number**

When enabled, investors will be required to provide their phone number before investing. This is optional by default.

#### *Optional* Branding <a href="#optional-branding" id="optional-branding"></a>

This section allows you to enter Branding information. Once you are finished, click "Continue" to proceed. This section is optional.

***Optional*****&#x20;Accent Color**

Enter in the Accent Color for this offering.

Description: This color will be used for buttons and large graphical elements. It is in hexademical format.

Example: #212529

***Optional*****&#x20;Accent Color Contrast**

Enter in the Accent Color Contrast for this offering.

Description: This the color of text displayed in this offering. It is in hexademical format. Note, in most cases, you should use the same values for Accent Contrast Color and Secondary Contrast Color.

Example: #E5E7EB

***Optional*****&#x20;Secondary Color Contrast**

Enter in the Secondary Color Contrast for this offering.

Description: This color will be used for small graphical elements. It is in hexademical format. Note, in most cases, you should use the same values for Accent Contrast Color and Secondary Contrast Color.

Example: #6B7280

***Optional*****&#x20;Logo**

Select and upload a file of the company's logo Alternatively, drag and drop a file of the logo into the area with a dashed border.

Description: This is a file upload section where you can upload the company's logo to be displayed to investors. It accepts .png, .jpg, and .gif file types.

***Optional*****&#x20;Favicon**

Select and upload a file of the company's favicon. Alternatively, drag and drop a file of the favicon into the area with a dashed border.

Description: This is a file upload section where you can upload the company's favicon to be displayed to investors on capable web-browsers. It accepts the .png, .jpg, .gif, and .ico file types.


# Managing Regulation D 506(c) Investments

{% hint style="info" %}
This section provides information on reviewing, approving, and accepting with investments for your Regulation D 506(c) offering.
{% endhint %}

### Investment Actions <a href="#investment-actions" id="investment-actions"></a>

#### Approving Investments <a href="#approving-investments" id="approving-investments"></a>

Please note: Approving investments is up to the issuer's discretion. AML/KYC results that contain watchlist hits, such as false positive hits, can be overridden by the issuer in order to approve the investment. The issuer acknowledges responsibility over the approval of investments by doing this.

**1. Navigate to the** [**Issuer Dashboard**](https://invest.issuance.com/issuer/dashboard)

**2. Click on the Investment ID of the investment you wish to review.**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/2ce00da9-3de7-4720-9ffb-900bd970997a/user_cropped_screenshot.jpeg?tl_px=454,227\&br_px=1947,1067\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,274)

**3. Click "Approve Investment"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/90219435-482c-4431-bba5-4b15bb90e1f6/ascreenshot.jpeg?tl_px=137,76\&br_px=1630,916\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)

**4. Click "Approve Investment"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/72ecff64-4940-428b-9872-5c9ad60d225f/ascreenshot.jpeg?tl_px=1087,556\&br_px=2580,1396\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)

#### Accepting Individual Investments <a href="#accepting-individual-investments" id="accepting-individual-investments"></a>

To finalize investments, you'll need to accept investments. You can do this by visiting the "Investments" page on your Issuance dashboard and reviewing the investment details. Once you've reviewed the details, you can approve or cancel the investment or contact the investor with further instructions.

Please note: if a Broker-Dealer is not engaged, the auto-approve feature approves investments that have no watchlist hits in their AML/KYC results. If a watchlist hit is present, the issuer can manually 'approve' the investment at their own discretion in order to accept it. Accepting investments is up to the issuer's discretion. AML/KYC results that contain watchlist hits, such as false positive hits, can be overridden by the issuer in order to accept the investment. The issuer acknowledges responsibility over the acceptance of investments by doing this.

**1. Navigate to the** [**Issuer Dashboard**](https://invest.issuance.com/issuer/dashboard)

**2. Click on the "Investment ID" of the investment you wish to accept.**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-06/62c8522e-67ac-4f39-bd9d-e7828bdb066c/File.jpeg?tl_px=937,1046\&br_px=2430,1886\&sharp=0.8\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-labs-public.s3.us-east-2.amazonaws.com/images/watermarks/watermark_default.png\&wat_pad=262,206)

**3. Click "Accept Investment"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-06/358caeb3-22e9-43e0-bb08-ec5028aa0579/File.jpeg?tl_px=241,68\&br_px=1734,908\&sharp=0.8\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-labs-public.s3.us-east-2.amazonaws.com/images/watermarks/watermark_default.png\&wat_pad=262,139)

**4. Click "Accept Investment"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-06/12890c24-2080-4d3b-ae7d-3ea2ab2f691e/File.jpeg?tl_px=1169,586\&br_px=2662,1426\&sharp=0.8\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-labs-public.s3.us-east-2.amazonaws.com/images/watermarks/watermark_default.png\&wat_pad=262,139)

**5. Click here to exit the popup window.**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-06/2d2f678d-cab5-4d3b-bba7-f99cc1e8c6a7/File.jpeg?tl_px=1835,0\&br_px=3328,840\&sharp=0.8\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-labs-public.s3.us-east-2.amazonaws.com/images/watermarks/watermark_default.png\&wat_pad=262,69)

#### Accepting Multiple Investments <a href="#accepting-multiple-investments" id="accepting-multiple-investments"></a>

**1. Click the checkboxes of approved investments you wish to accept.**

![](https://colony-recorder.s3.amazonaws.com/files/2023-06-06/884db434-ad7d-4676-b421-e6848ba9d373/File.webp)

**2. Click "Actions"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-06/b82ea66b-8b5f-4cc2-856c-949668a988a0/File.jpeg?tl_px=1866,394\&br_px=3359,1234\&sharp=0.8\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-labs-public.s3.us-east-2.amazonaws.com/images/watermarks/watermark_default.png\&wat_pad=480,139)

**3. Click "Accept"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-06/922de09b-1ce1-4444-8b2d-68aa0e435988/File.jpeg?tl_px=1866,490\&br_px=3359,1330\&sharp=0.8\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-labs-public.s3.us-east-2.amazonaws.com/images/watermarks/watermark_default.png\&wat_pad=448,139)

**4. Click "Accept Investments"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-06/db61ec6f-f908-4edf-afb6-7d2d37fd0403/File.jpeg?tl_px=1235,594\&br_px=2728,1434\&sharp=0.8\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-labs-public.s3.us-east-2.amazonaws.com/images/watermarks/watermark_default.png\&wat_pad=262,139)

#### Cancelling Finalized Investment <a href="#cancelling-finalized-investment" id="cancelling-finalized-investment"></a>

**1. Navigate to the** [**Issuer Dashboard**](https://invest.issuance.com/issuer/dashboard)

**2. Click on the Investment ID of the investment you wish to review.**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/065a28b6-68fe-432a-8c69-f3a2f34e9aa7/ascreenshot.jpeg?tl_px=987,996\&br_px=2480,1836\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,159)

**3. Click "Cancel investment"**![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/40e8d097-080f-4dd2-a409-3bfc4f4fae24/ascreenshot.jpeg?tl_px=111,58\&br_px=1604,898\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)

**4. Click "Cancel Investment"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/89eb0ef4-2e69-45b0-a905-2c4320187648/ascreenshot.jpeg?tl_px=1053,718\&br_px=2546,1558\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)

**5.&#x20;*****Optional*****&#x20;Click the "Type a note to be included to the investor in the cancellation email... (Optional)" field.**

If you wish to send the investor a note when cancelling their investment, you can do so here and it will be attached to the email notifying them of the cancellation action.

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/81a9a653-3977-442c-8387-5aeb6ce554e9/ascreenshot.jpeg?tl_px=835,414\&br_px=2328,1254\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)

**7. Click "Cancel Investment"**

Please note cancelling a finalized investment requires you to have enough funds available in your Stripe balance to cover the refund. You will not be able to refund an investor if your Stripe balance is insufficient.

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/75076a8c-4d02-4aeb-aefb-c7ab5d99a1b3/ascreenshot.jpeg?tl_px=1053,732\&br_px=2546,1572\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)


# Regulation D 506(c) Settings

{% hint style="info" %}
This section provides information on how to configure your offering's settings after creation. Please note: any changes made are not saved automatically and can only be saved by clicking on the button labeled "Update Offering".
{% endhint %}

### Configuring Offering Settings <a href="#configuring-offering-settings" id="configuring-offering-settings"></a>

Navigate to the [Issuer Dashboard](https://invest.issuance.com/issuer/dashboard)

Click "Offerings"

Find the offering in question and click "Offering Settings"

### Details <a href="#details" id="details"></a>

#### Details - General Offering Settings <a href="#details-general-offering-settings" id="details-general-offering-settings"></a>

{% hint style="warning" %}
Please note that General Offering Settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.
{% endhint %}

**Name**

Type the name of the offering.

Description: This field is a short descriptive name of the offering, such as the name of the company and the type of offering. It will serve as the title of the offering.

Example: Demo Company, LLC Reg D 506(c)

***Optional*****&#x20;Support Phone**

Type the support phone number for this offering.

Description: This is an phone number investors can contact with questions about the offering, the company, the business model, the founding team, etc. Typically this either will put investors in touch with an executive (for a smaller offering) or with a dedicated investor support resource (for a larger offering with higher volume of inquiries) that the issuer employs.

Example: (555)555-5555

**Support Email**

Type the support email for this offering.

Description: This is an email address investors can contact with questions about the offering, the company, the business model, the founding team, etc. Typically this either will put investors in touch with an executive (for a smaller offering) or with a dedicated investor support resource (for a larger offering with higher volume of inquiries) that the issuer employs.

Example: <offeringsupport@democompany.com>

**Default Timezone**

This is the timezone for emails official document signatures.

Description: This timezone will be used to denote when documents related to this offering are signed.

Example: US/Eastern

***Optional*****&#x20;Landing Page URL**

This is the landing page URL for your company's website.

Description: This will be used as a link to your company's website. It must begin with either http\:// or https\://

Example: <https://democompany.com>

#### Details - Securities Settings <a href="#details-securities-settings" id="details-securities-settings"></a>

{% hint style="warning" %}
Please note that Securities Settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.
{% endhint %}

**Offering Type**

This is a list of offering types available to for creation. For Regulation D 506(c) Offerings, select "Reg D 506(c)" from the dropdown menu.

**Security Type**

Type the security type of the offering.

Description: Type of securities (e.g. Class A Shares, Class B Non-Voting, etc.). This is displayed on email receipts.

Example: Class A Shares

***Optional*****&#x20;Related Reg S Offering**

Select a related Reg S offering for investors to be redirected from who are ineligible for Reg S.

Description: Reg S offerings are only available to investors who reside outside of the US. US based accredited investors who navigate to your selected Reg S offering will be redirected to this Reg D 506(c) offering.

Example: Demo Company Reg S Offering

***Optional*****&#x20;Minimum investment amount**

Type minimum investment amount for this offering.

Description: The minimum currency amount that can be invested in a single investment.

Example: $15000

#### Details - Adv. Securities Settings <a href="#details-adv-securities-settings" id="details-adv-securities-settings"></a>

{% hint style="warning" %}
Please note that Adv. Securities Settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.
{% endhint %}

***Optional*****&#x20;Administrative fees paid by**

Select either Investor or Issuer.

Description: This designates which party will pay the administrative fees for an investment made through the Issuance platform. You can change this at any time in offering settings. Changes will only affect new investments.

Example: Investor

***Optional*****&#x20;Number of shares**

Type the number of shares or units in the offering.

Description: The amount of shares or units in the offering. Once this amount has been reached no additional investments will be able to be made.

Example: 20000000

***Optional*****&#x20;Maximum investment amount**

Type the investment maximum amount for this offering.

Description: The maximum currency amount that can be invested in a single investment

Example: $10000000

***Optional*****&#x20;Investment Increment amount**

Type in the investment increment amount for this offering

Description: This sets an increment so that only multiples of the increment are accepted as investment sizes. For example a $100 increment amuont and a $300 minimum investment amount allows investments of $300, $400, $500 and so on.

Example: $100

#### Details - Signature Settings <a href="#details-signature-settings" id="details-signature-settings"></a>

{% hint style="warning" %}
Please note that Signature Settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.
{% endhint %}

#### Signature Settings <a href="#signature-settings" id="signature-settings"></a>

This section allows you to enter Signature information. Once you are finished, click "Continue" to proceed.

**Signing Full Name**

Type the signing name for the subscription agreement of this offering.

Description: This is the full name signed on the subscription agreement. Typically this is the company's CEO or CFO.

Example: Demo User

**Signing Title**

Type in the title of the person signing the subscription agreement for this offering.

Description: The title of the company's representative signing the agreement. It is signed on the subcscription agreement.

Example: CEO

***Optional*****&#x20;Signing Email**

Type the email of the person signing the subscription agreement for this offering.

Description: The email of the company's representative signing the agreement. It is signed on the subscription agreement.

Example: <demouser@democompany.com>

#### Details - Investor UI Settings <a href="#details-investor-ui-settings" id="details-investor-ui-settings"></a>

{% hint style="warning" %}
Please note that Investor UI settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.
{% endhint %}

**Investment Size Suggestions**

These buttons will be displayed to investors during the investment flow as suggested shares amount to choose from.

Description: Buttons suggesting investors purchase a certain amount of shares that will appear to investors when they are investing in this offering. Please note that suggestion amounts are in shares and the value (share price multiplied by amount of shares) of all suggested share amounts must be greater than the minimum investment amount.

Example: 1st Button: 5 2nd Button: 10 3rd Button: 15

**Minimum wire transfer amount**

Type in the minimum wire transfer amount

Description: The minimum investment necessary for a single investor to make an investment using a wire transfer. The minimum amount allowed on the Issuance platform is $5,000.

Example: $5000

**Display Offering Document Link**

When enabled, investors will be displayed a link to your 'offering circular' document on the "New account agreements" page.

Description: This allows investors to click on a link on the "New account agreements" page that will take them to the 'offering circular' for this offering

Example: Enabled

**Tip: There are two ways to provide access to the circular document. The first is to provide a link to the webpage where the circular document is hosted. The second is to upload the circular document for Issuance to host.**

**Offering Document Type**

Select the correct label for your circular document.

Description: This is the labeling of the circular document to be displayed to investors.

Example: Offering Circular

**Offering Circular Link**

Type the address to the webpage where the circular document is hosted.

Description: A link potential investors can navigate to that will provide them access to this offering's circular document. You have the option to upload your own below. If you upload a document, it will be shown instead of the link.

Example: <https://DemoCompany.com/Reg-D-506-c-Offering-Circular.pdf>

**Offering Circular Document**

Select and upload the circular document. Alternatively, drag and drop this offering's circular document into the area with a dashed border.

Description: This is a file upload section where you can upload this offering's circular document for Issuance to host. It accepts the .pdf file type. If you upload a document any link in the "Offering Circular Link" field above will not be used.

***Optional*****&#x20;Other platform investment notice**

When enabled, this will display the Custom Investor Dashboard Note notice that is below. This notice is displayed to investors on the investor dashboard.

***Optional*****&#x20;Custom Investor Dashboard Note**

If **Other platform investment notice** is enabled, this note will be displayed. This note is to alert investors that investments made through other platforms or in different accounts will not be displayed on the dashboard for the account they are currently logged in as.

***Optional*****&#x20;Require Phone Number**

When enabled, investors will be required to provide their phone number before investing. This is optional by default.

**Require User Data at account creation**

When enabled, investors will be required to provide their full name when creating an account when accessing the offering via the Offering Slug URL.

If “Require Phone Number” is enabled, investors will also be required to provide their phone number when creating an account.

***Optional*****&#x20;Require ID Upload**

When enabled, investors will be required to upload a photo of their ID when making an investment. Please note: only Issuance staff can disable this feature

***Optional*****&#x20;Who is required to upload ID?**

When Require ID Upload is enabled, you can select from which region investors are required to upload their ID.

**Investor Regions**

This enables you to restrict from which regions legal persons can invest in your offering.

#### Details - Branding <a href="#details-branding" id="details-branding"></a>

{% hint style="warning" %}
Please note that Branding settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.
{% endhint %}

***Optional*****&#x20;Accent Color**

Enter in the Accent Color for this offering.

Description: This color will be used for buttons and large graphical elements. It is in hexademical format.

Example: #212529

***Optional*****&#x20;Accent Color Contrast**

Enter in the Accent Color Contrast for this offering.

Description: This the color of text displayed in this offering. It is in hexademical format. Note, in most cases, you should use the same values for Accent Contrast Color and Secondary Contrast Color.

Example: #E5E7EB

***Optional*****&#x20;Secondary Color Contrast**

Enter in the Secondary Color Contrast for this offering.

Description: This color will be used for small graphical elements. It is in hexademical format. Note, in most cases, you should use the same values for Accent Contrast Color and Secondary Contrast Color.

Example: #6B7280

***Optional*****&#x20;Logo**

Select and upload a file of the company's logo Alternatively, drag and drop a file of the logo into the area with a dashed border.

Description: This is a file upload section where you can upload the company's logo to be displayed to investors. It accepts .png, .jpg, and .gif file types.

***Optional*****&#x20;Favicon**

Select and upload a file of the company's favicon. Alternatively, drag and drop a file of the favicon into the area with a dashed border.

Description: This is a file upload section where you can upload the company's favicon to be displayed to investors on capable web-browsers. It accepts the .ico file type.

#### Details - Communications Management <a href="#details-communications-management" id="details-communications-management"></a>

{% hint style="warning" %}
Please note that Communications Management settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.
{% endhint %}

***Optional*****&#x20;High value investment email**

When enabled, investments over a certain threshold will be sent a different email template for the investment confirmation email and marked 'high value' for CRM integrations.

***Optional*****&#x20;High value email threshold**

This threshold is used to trigger **High value investment emails**.

Description: This is the threshold, in dollars, for high value emails. It is $10,000 by default.

Example: $10,000

#### *Optional* Details - Test the Waters <a href="#optional-details-test-the-waters" id="optional-details-test-the-waters"></a>

Test the Waters is a feature that allows investors who are ineligible to invest in a Reg D 506(c) offering to indicate their willingness to invest in a future offering which they would be eligible for.

***Optional*****&#x20;Test the Waters**

When this is enabled, ineligible investors will be directed to the Test the Waters page where they can indicate how much they would be willing to invest.

***Optional*****&#x20;Suggestions for test the waters**

These buttons will be displayed for an investor to click on to indicate their how much they would be willing to invest.

Example: 1st Button: $2,500 2nd Button: $7,500 3rd Button: $15,000

### Subscription Agreements <a href="#subscription-agreements" id="subscription-agreements"></a>

To edit or add a subscription agreement, please reach out to your Issuance Operations contact.

### Email Notifications <a href="#email-notifications" id="email-notifications"></a>

{% hint style="warning" %}
Please note: Email Notifications are not saved automatically. You must click the button labeled "Save Settings" to save them to your offering.
{% endhint %}

To configure performance report and investment notification emails to be sent out automatically, click on "Email Notifications".

Here you can add emails to all you wish to receive performance reports on a daily and weekly basis. You can also set the emails of those who you wish to receive notifications on all new investments.

#### Performance Reports <a href="#performance-reports" id="performance-reports"></a>

This enables daily performance reports to be sent out to all emails that are listed below.

Type in the email(s) you wish to receive daily performance reports. For multiple emails, separate them with a comma and a space.

Example: <demouser1@democompany.com>, <demouser2@democompany.com>, <demouser3@democompany.com>

#### Weekly Reports <a href="#weekly-reports" id="weekly-reports"></a>

This enables weekly performance reports to be sent out to all emails that are listed below.

Type in the email(s) you wish to receive weekly performance reports. For multiple emails, separate them with a comma and a space.

Example: <demouser1@democompany.com>, <demouser2@democompany.com>, <demouser3@democompany.com>

#### Investment Emails <a href="#investment-emails" id="investment-emails"></a>

This enables email alerts for when an investment action is undertaken to be sent out to all emails that are listed below.

Type in the email(s) you wish to receive these alerts. For multiple emails, separate them with a comma and a space

Example: <demouser1@democompany.com>, <demouser2@democompany.com>, <demouser3@democompany.com>

#### New Completed Investment emails <a href="#new-completed-investment-emails" id="new-completed-investment-emails"></a>

This enables email alerts for when a new investment is completed to be sent out to all emails that are listed below.

Type in the email(s) you wish to receive these alerts. For multiple emails, separate them with a comma and a space

Example: <demouser1@democompany.com>, <demouser2@democompany.com>, <demouser3@democompany.com>

#### New Account Emails <a href="#new-account-emails" id="new-account-emails"></a>

This enables email alerts for when a new account is created through your Offering Slug (URL) to be sent out to all emails that are listed below.

Type in the email(s) you wish to receive these alerts. For multiple emails, separate them with a comma and a space

Example: <demouser1@democompany.com>, <demouser2@democompany.com>, <demouser3@democompany.com>

#### User Max Monitoring Email <a href="#user-max-monitoring-email" id="user-max-monitoring-email"></a>

This enables email alerts for when users receive the maximum number of emails for a given eventto be sent out to all emails that are listed below.

Type in the email(s) you wish to receive these alerts. For multiple emails, separate them with a comma and a space

Example: <demouser1@democompany.com>, <demouser2@democompany.com>, <demouser3@democompany.com>

<br>


# Regulation S

<table data-view="cards"><thead><tr><th></th><th></th><th></th><th data-hidden data-card-target data-type="content-ref"></th></tr></thead><tbody><tr><td><strong>Creating a Regulation S Offering</strong></td><td>Documentation for creating a Regulation S Offering</td><td></td><td><a href="/issuance-documentation/offerings/regulation-s/creating-a-regulation-s-offering">Creating a Regulation S Offering</a></td></tr><tr><td><strong>Managing Regulation S Investments</strong></td><td>Documentation for managing a Regulation S Offering's Investments</td><td></td><td><a href="/issuance-documentation/offerings/regulation-s/managing-regulation-s-investments">Managing Regulation S Investments</a></td></tr><tr><td><strong>Regulation S Settings</strong></td><td>Documentation for managing a Regulation S Offering's Settings</td><td></td><td><a href="/issuance-documentation/offerings/regulation-s/regulation-s-settings">Regulation S Settings</a></td></tr></tbody></table>


# Creating a Regulation S Offering

{% hint style="info" %}
This section provides information on how to create a Reg S Offering, the required information, the definitions of each field. Optional fields and steps will be noted.
{% endhint %}

### Creating a New Offering <a href="#creating-a-new-offering" id="creating-a-new-offering"></a>

Navigate to the [Issuer Dashboard](https://invest.issuance.com/issuer/dashboard)

Click "Offerings"

Click "Create offering"

#### Offering Creation <a href="#offering-creation" id="offering-creation"></a>

This section allows you to select which type of offering you will create. When you have selected an offering type, click "Continue" to proceed.

**Offering Type**

This is a list of offering types available to for creation. For Regulation A Offerings, select "Reg A" from the dropdown menu.

#### General Offering Settings <a href="#general-offering-settings" id="general-offering-settings"></a>

This section allows you to enter General Offering information. Once you are finished, click "Continue" to proceed.

**Name**

Type the name of the offering.

Description: This field is a short descriptive name of the offering, such as the name of the company and the type of offering. It will serve as the title of the offering.

Example: Demo Company, LLC Reg S

**Offering Slug (URL)**

Type the slug of the offering.

Description: This field is a unique identifier used in the URL to differentiate your offering from others on the Issuance platform.

Example: demo-company

***Optional*****&#x20;Support Phone**

Type the support phone number for this offering.

Description: This is an phone number investors can contact with questions about the offering, the company, the business model, the founding team, etc. Typically this either will put investors in touch with an executive (for a smaller offering) or with a dedicated investor support resource (for a larger offering with higher volume of inquiries) that the issuer employs.

Example: (555)555-5555

**Support Email**

Type the support email for this offering.

Description: This is an email address investors can contact with questions about the offering, the company, the business model, the founding team, etc. Typically this either will put investors in touch with an executive (for a smaller offering) or with a dedicated investor support resource (for a larger offering with higher volume of inquiries) that the issuer employs.

Example: <offeringsupport@democompany.com>

**Default Timezone**

This is the timezone for emails official document signatures.

Description: This timezone will be used to denote when documents related to this offering are signed.

Example: US/Eastern

***Optional*****&#x20;Landing Page URL**

This is the landing page URL for your company's website.

Description: This will be used as a link to your company's website. It must begin with either http\:// or https\://

Example: <https://democompany.com>

#### Securities Settings <a href="#securities-settings" id="securities-settings"></a>

This section allows you to enter Securities information. Once you are finished, click "Continue" to proceed.

**Security Type**

Type the security type of the offering.

Description: Type of securities (e.g. Class A Shares, Class B Non-Voting, etc.). This is displayed on email receipts.

Example: Class A Shares

**Share Price | Unit Price**

Type in the share or unit price for this offering.

Description: The price per share or per unit being offered. Please note this is not used for debt-based offerings.

Example: $1.50

**Shares or units**

Select which the particular type of security that you are issuing through this offering.

Description: Shares or units.

Example: Shares

***Optional*****&#x20;Unit details**

Type in the details of the units.

Description: The details of the units that are being offered.

Example: 1 Share and 1/2 of a Warrant

***Units Only*****&#x20;Warrants Per Unit**

Type in the amount of warrants per Unit.

Description: The numerical amount of warrants per unit.

Example: 0.5

***Optional*****&#x20;Minimum investment amount**

Type minimum investment amount for this offering.

Description: The minimum currency amount that can be invested in a single investment.

Example: $15000

***Optional*****&#x20;Debt-based offering mode**

Important Information: Bebt-based offering mode is intended to be used by debt-based offerings only. There will not be any shares. To change this setting you must contact Issuance staff. This setting will not be able to be changed once an investment has been made in this offering.

#### Adv. Securities Settings <a href="#adv-securities-settings" id="adv-securities-settings"></a>

This section allows you to enter Advanced Securities information. Once you are finished, click "Continue" to proceed.

**Administrative fees**

Type in the agreed upon administrative fee of the offering.

Description: This is a flat fee per investment. This value is agreed upon in your contract. You can configure at any time whether it is paid by the investor or the issuer.

Example: $15.00

***Optional*****&#x20;Administrative fees paid by**

Select either Investor or Issuer.

Description: This designates which party will pay the administrative fees for an investment made through the Issuance platform. You can change this at any time in offering settings. Changes will only affect new investments.

Example: Investor

***Optional*****&#x20;Number of shares**

Type the number of shares or units in the offering.

Description: The amount of shares or units in the offering. Once this amount has been reached no additional investments will be able to be made.

Example: 20000000

***Optional*****&#x20;Maximum investment amount**

Type the investment maximum amount for this offering.

Description: The maximum currency amount that can be invested in a single investment

Example: $10000000

***Optional*****&#x20;Investment Increment amount**

Type in the investment increment amount for this offering

Description: This sets an increment so that only multiples of the increment are accepted as investment sizes. For example a $100 increment amuont and a $300 minimum investment amount allows investments of $300, $400, $500 and so on.

Example: $100

***Optional*****&#x20;Automatic Accepting of Investments**

When enabled, this setting will automatically finalize any investment that is approved by your broker-dealer. This setting is enabled by default.

Description: This button enables the automatic finalization of investments that are approvied by your broker-dealer.

Example: Enabled

#### Signature Settings <a href="#signature-settings" id="signature-settings"></a>

This section allows you to enter Signature information. Once you are finished, click "Continue" to proceed.

**Signing Full Name**

Type the signing name for the subscription agreement of this offering.

Description: This is the full name signed on the subscription agreement. Typically this is the company's CEO or CFO.

Example: Demo User

**Signing Title**

Type in the title of the person signing the subscription agreement for this offering.

Description: The title of the company's representative signing the agreement. It is signed on the subcscription agreement.

Example: CEO

***Optional*****&#x20;Signing Email**

Type the email of the person signing the subscription agreement for this offering.

Description: The email of the company's representative signing the agreement. It is signed on the subscription agreement.

Example: <demouser@democompany.com>

#### Investor UI Settings <a href="#investor-ui-settings" id="investor-ui-settings"></a>

This section allows you to enter Investor UI Securities information. Once you are finished, click "Continue" to proceed.

**Investment Size Suggestions**

These buttons will be displayed to investors during the investment flow as suggested shares amount to choose from.

Description: Buttons suggesting investors purchase a certain amount of shares that will appear to investors when they are investing in this offering. Please note that suggestion amounts are in shares and the value (share price multiplied by amount of shares) of all suggested share amounts must be greater than the minimum investment amount.

Example: 1st Button: 5 2nd Button: 10 3rd Button: 15

**Minimum wire transfer amount**

Type in the minimum wire transfer amount

Description: The minimum investment necessary for a single investor to make an investment using a wire transfer. The minimum amount allowed on the Issuance platform is $5,000.

Example: $5000

**Display Offering Document Link**

When enabled, investors will be displayed a link to your 'offering circular' document on the "New account agreements" page.

Description: This allows investors to click on a link on the "New account agreements" page that will take them to the 'offering circular' for this offering

Example: Enabled

**Tip: There are two ways to provide access to the circular document. The first is to provide a link to the webpage where the circular document is hosted. The second is to upload the circular document for Issuance to host.**

**Offering Document Type**

Select the correct label for your circular document.

Description: This is the labeling of the circular document to be displayed to investors.

Example: Offering Circular

**Offering Circular Link**

Type the address to the webpage where the circular document is hosted.

Description: A link potential investors can navigate to that will provide them access to this offering's circular document. You have the option to upload your own below. If you upload a document, it will be shown instead of the link.

Example: <https://DemoCompany.com/RegD-506-c-Offering-Circular.pdf>

**Offering Circular Document**

Select and upload the circular document. Alternatively, drag and drop this offering's circular document into the area with a dashed border.

Description: This is a file upload section where you can upload this offering's circular document for Issuance to host. It accepts the .pdf file type. If you upload a document any link in the "Offering Circular Link" field above will not be used.

***Optional*****&#x20;Require Phone Number**

When enabled, investors will be required to provide their phone number before investing. This is optional by default.

#### *Optional* Branding <a href="#optional-branding" id="optional-branding"></a>

This section allows you to enter Branding information. Once you are finished, click "Continue" to proceed. This section is optional.

***Optional*****&#x20;Accent Color**

Enter in the Accent Color for this offering.

Description: This color will be used for buttons and large graphical elements. It is in hexademical format.

Example: #212529

***Optional*****&#x20;Accent Color Contrast**

Enter in the Accent Color Contrast for this offering.

Description: This the color of text displayed in this offering. It is in hexademical format. Note, in most cases, you should use the same values for Accent Contrast Color and Secondary Contrast Color.

Example: #E5E7EB

***Optional*****&#x20;Secondary Color Contrast**

Enter in the Secondary Color Contrast for this offering.

Description: This color will be used for small graphical elements. It is in hexademical format. Note, in most cases, you should use the same values for Accent Contrast Color and Secondary Contrast Color.

Example: #6B7280

***Optional*****&#x20;Logo**

Select and upload a file of the company's logo Alternatively, drag and drop a file of the logo into the area with a dashed border.

Description: This is a file upload section where you can upload the company's logo to be displayed to investors. It accepts .png, .jpg, and .gif file types.

***Optional*****&#x20;Favicon**

Select and upload a file of the company's favicon. Alternatively, drag and drop a file of the favicon into the area with a dashed border.

Description: This is a file upload section where you can upload the company's favicon to be displayed to investors on capable web-browsers. It accepts the .png, .jpg, .gif, and .ico file types.


# Managing Regulation S Investments

{% hint style="info" %}
This section provides information on reviewing and accepting with investments for your Regulation S offering.
{% endhint %}

### Investment Actions <a href="#investment-actions" id="investment-actions"></a>

#### Accepting Individual Investments <a href="#accepting-individual-investments" id="accepting-individual-investments"></a>

To finalize investments, you'll need to accept investments. You can do this by visiting the "Investments" page on your Issuance dashboard and reviewing the investment details. Once you've reviewed the details, you can approve or cancel the investment or contact the investor with further instructions.

Please note: if a Broker-Dealer is not engaged, the auto-approve feature approves investments that have no watchlist hits in their AML/KYC results. If a watchlist hit is present, the issuer can manually 'approve' the investment at their own discretion in order to accept it. Accepting investments is up to the issuer's discretion. AML/KYC results that contain watchlist hits, such as false positive hits, can be overridden by the issuer in order to accept the investment. The issuer acknowledges responsibility over the acceptance of investments by doing this.

**1. Navigate to the** [**Issuer Dashboard**](https://invest.issuance.com/issuer/dashboard)

**2. Click on the "Investment ID" of the investment you wish to accept.**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-06/62c8522e-67ac-4f39-bd9d-e7828bdb066c/File.jpeg?tl_px=937,1046\&br_px=2430,1886\&sharp=0.8\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-labs-public.s3.us-east-2.amazonaws.com/images/watermarks/watermark_default.png\&wat_pad=262,206)

**3. Click "Accept Investment"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-06/358caeb3-22e9-43e0-bb08-ec5028aa0579/File.jpeg?tl_px=241,68\&br_px=1734,908\&sharp=0.8\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-labs-public.s3.us-east-2.amazonaws.com/images/watermarks/watermark_default.png\&wat_pad=262,139)

**4. Click "Accept Investment"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-06/12890c24-2080-4d3b-ae7d-3ea2ab2f691e/File.jpeg?tl_px=1169,586\&br_px=2662,1426\&sharp=0.8\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-labs-public.s3.us-east-2.amazonaws.com/images/watermarks/watermark_default.png\&wat_pad=262,139)

**5. Click here to exit the popup window.**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-06/2d2f678d-cab5-4d3b-bba7-f99cc1e8c6a7/File.jpeg?tl_px=1835,0\&br_px=3328,840\&sharp=0.8\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-labs-public.s3.us-east-2.amazonaws.com/images/watermarks/watermark_default.png\&wat_pad=262,69)

#### Accepting Multiple Investments <a href="#accepting-multiple-investments" id="accepting-multiple-investments"></a>

**1. Click the checkboxes of approved investments you wish to accept.**

![](https://colony-recorder.s3.amazonaws.com/files/2023-06-06/884db434-ad7d-4676-b421-e6848ba9d373/File.webp)

**2. Click "Actions"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-06/b82ea66b-8b5f-4cc2-856c-949668a988a0/File.jpeg?tl_px=1866,394\&br_px=3359,1234\&sharp=0.8\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-labs-public.s3.us-east-2.amazonaws.com/images/watermarks/watermark_default.png\&wat_pad=480,139)

**3. Click "Accept"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-06/922de09b-1ce1-4444-8b2d-68aa0e435988/File.jpeg?tl_px=1866,490\&br_px=3359,1330\&sharp=0.8\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-labs-public.s3.us-east-2.amazonaws.com/images/watermarks/watermark_default.png\&wat_pad=448,139)

**4. Click "Accept Investments"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-06/db61ec6f-f908-4edf-afb6-7d2d37fd0403/File.jpeg?tl_px=1235,594\&br_px=2728,1434\&sharp=0.8\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-labs-public.s3.us-east-2.amazonaws.com/images/watermarks/watermark_default.png\&wat_pad=262,139)

#### Cancelling Finalized Investment <a href="#cancelling-finalized-investment" id="cancelling-finalized-investment"></a>

**1. Navigate to the** [**Issuer Dashboard**](https://invest.issuance.com/issuer/dashboard)

**2. Click on the Investment ID of the investment you wish to review.**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/065a28b6-68fe-432a-8c69-f3a2f34e9aa7/ascreenshot.jpeg?tl_px=987,996\&br_px=2480,1836\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,159)

**3. Click "Cancel investment"**![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/40e8d097-080f-4dd2-a409-3bfc4f4fae24/ascreenshot.jpeg?tl_px=111,58\&br_px=1604,898\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)

**4. Click "Cancel Investment"**

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/89eb0ef4-2e69-45b0-a905-2c4320187648/ascreenshot.jpeg?tl_px=1053,718\&br_px=2546,1558\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)

**5.&#x20;*****Optional*****&#x20;Click the "Type a note to be included to the investor in the cancellation email... (Optional)" field.**

If you wish to send the investor a note when cancelling their investment, you can do so here and it will be attached to the email notifying them of the cancellation action.

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/81a9a653-3977-442c-8387-5aeb6ce554e9/ascreenshot.jpeg?tl_px=835,414\&br_px=2328,1254\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)

**7. Click "Cancel Investment"**

Please note cancelling a finalized investment requires you to have enough funds available in your Stripe balance to cover the refund. You will not be able to refund an investor if your Stripe balance is insufficient.

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/75076a8c-4d02-4aeb-aefb-c7ab5d99a1b3/ascreenshot.jpeg?tl_px=1053,732\&br_px=2546,1572\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=262,139)


# Regulation S Settings

### Configuring Offering Settings <a href="#configuring-offering-settings" id="configuring-offering-settings"></a>

Navigate to the [Issuer Dashboard](https://invest.issuance.com/issuer/dashboard)

Click "Offerings"

Find the offering in question and click "Offering Settings"

### Details <a href="#details" id="details"></a>

#### Details - General Offering Settings <a href="#details-general-offering-settings" id="details-general-offering-settings"></a>

{% hint style="warning" %}
Please note that General Offering Settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering
{% endhint %}

**Name**

Type the name of the offering.

Description: This field is a short descriptive name of the offering, such as the name of the company and the type of offering. It will serve as the title of the offering.

Example: Demo Company, LLC Reg S

***Optional*****&#x20;Support Phone**

Type the support phone number for this offering.

Description: This is an phone number investors can contact with questions about the offering, the company, the business model, the founding team, etc. Typically this either will put investors in touch with an executive (for a smaller offering) or with a dedicated investor support resource (for a larger offering with higher volume of inquiries) that the issuer employs.

Example: (555)555-5555

**Support Email**

Type the support email for this offering.

Description: This is an email address investors can contact with questions about the offering, the company, the business model, the founding team, etc. Typically this either will put investors in touch with an executive (for a smaller offering) or with a dedicated investor support resource (for a larger offering with higher volume of inquiries) that the issuer employs.

Example: <offeringsupport@democompany.com>

**Default Timezone**

This is the timezone for emails official document signatures.

Description: This timezone will be used to denote when documents related to this offering are signed.

Example: US/Eastern

***Optional*****&#x20;Landing Page URL**

This is the landing page URL for your company's website.

Description: This will be used as a link to your company's website. It must begin with either http\:// or https\://

Example: <https://democompany.com>

#### Details - Securities Settings <a href="#details-securities-settings" id="details-securities-settings"></a>

{% hint style="warning" %}
Please note that Securities Settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.
{% endhint %}

**Offering Type**

This is a list of offering types available to for creation. For Regulation S Offerings, select "Reg S" from the dropdown menu.

**Security Type**

Type the security type of the offering.

Description: Type of securities (e.g. Class A Shares, Class B Non-Voting, etc.). This is displayed on email receipts.

Example: Class A Shares

***Optional*****&#x20;Minimum investment amount**

Type minimum investment amount for this offering.

Description: The minimum currency amount that can be invested in a single investment.

Example: $15000

#### Details - Adv. Securities Settings <a href="#details-adv-securities-settings" id="details-adv-securities-settings"></a>

{% hint style="warning" %}
Please note that Adv. Securities Settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.
{% endhint %}

***Optional*****&#x20;Administrative fees paid by**

Select either Investor or Issuer.

Description: This designates which party will pay the administrative fees for an investment made through the Issuance platform. You can change this at any time in offering settings. Changes will only affect new investments.

Example: Investor

***Optional*****&#x20;Number of shares**

Type the number of shares or units in the offering.

Description: The amount of shares or units in the offering. Once this amount has been reached no additional investments will be able to be made.

Example: 20000000

***Optional*****&#x20;Maximum investment amount**

Type the investment maximum amount for this offering.

Description: The maximum currency amount that can be invested in a single investment

Example: $10000000

***Optional*****&#x20;Investment Increment amount**

Type in the investment increment amount for this offering

Description: This sets an increment so that only multiples of the increment are accepted as investment sizes. For example a $100 increment amuont and a $300 minimum investment amount allows investments of $300, $400, $500 and so on.

Example: $100

#### Details - Signature Settings <a href="#details-signature-settings" id="details-signature-settings"></a>

{% hint style="warning" %}
Please note that Signature Settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.
{% endhint %}

#### Signature Settings <a href="#signature-settings" id="signature-settings"></a>

This section allows you to enter Signature information. Once you are finished, click "Continue" to proceed.

**Signing Full Name**

Type the signing name for the subscription agreement of this offering.

Description: This is the full name signed on the subscription agreement. Typically this is the company's CEO or CFO.

Example: Demo User

**Signing Title**

Type in the title of the person signing the subscription agreement for this offering.

Description: The title of the company's representative signing the agreement. It is signed on the subcscription agreement.

Example: CEO

***Optional*****&#x20;Signing Email**

Type the email of the person signing the subscription agreement for this offering.

Description: The email of the company's representative signing the agreement. It is signed on the subscription agreement.

Example: <demouser@democompany.com>

#### Details - Investor UI Settings <a href="#details-investor-ui-settings" id="details-investor-ui-settings"></a>

{% hint style="warning" %}
Please note that Investor UI settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.
{% endhint %}

**Investment Size Suggestions**

These buttons will be displayed to investors during the investment flow as suggested shares amount to choose from.

Description: Buttons suggesting investors purchase a certain amount of shares that will appear to investors when they are investing in this offering. Please note that suggestion amounts are in shares and the value (share price multiplied by amount of shares) of all suggested share amounts must be greater than the minimum investment amount.

Example: 1st Button: 5 2nd Button: 10 3rd Button: 15

**Minimum wire transfer amount**

Type in the minimum wire transfer amount

Description: The minimum investment necessary for a single investor to make an investment using a wire transfer. The minimum amount allowed on the Issuance platform is $5,000.

Example: $5000

**Display Offering Document Link**

When enabled, investors will be displayed a link to your 'offering circular' document on the "New account agreements" page.

Description: This allows investors to click on a link on the "New account agreements" page that will take them to the 'offering circular' for this offering

Example: Enabled

**Tip: There are two ways to provide access to the circular document. The first is to provide a link to the webpage where the circular document is hosted. The second is to upload the circular document for Issuance to host.**

**Offering Document Type**

Select the correct label for your circular document.

Description: This is the labeling of the circular document to be displayed to investors.

Example: Offering Circular

**Offering Circular Link**

Type the address to the webpage where the circular document is hosted.

Description: A link potential investors can navigate to that will provide them access to this offering's circular document. You have the option to upload your own below. If you upload a document, it will be shown instead of the link.

Example: <https://DemoCompany.com/Reg-D-506-c-Offering-Circular.pdf>

**Offering Circular Document**

Select and upload the circular document. Alternatively, drag and drop this offering's circular document into the area with a dashed border.

Description: This is a file upload section where you can upload this offering's circular document for Issuance to host. It accepts the .pdf file type. If you upload a document any link in the "Offering Circular Link" field above will not be used.

***Optional*****&#x20;Other platform investment notice**

When enabled, this will display the Custom Investor Dashboard Note notice that is below. This notice is displayed to investors on the investor dashboard.

***Optional*****&#x20;Custom Investor Dashboard Note**

If **Other platform investment notice** is enabled, this note will be displayed. This note is to alert investors that investments made through other platforms or in different accounts will not be displayed on the dashboard for the account they are currently logged in as.

***Optional*****&#x20;Require Phone Number**

When enabled, investors will be required to provide their phone number before investing. This is optional by default.

**Require User Data at account creation**

When enabled, investors will be required to provide their full name when creating an account when accessing the offering via the Offering Slug URL.

If “Require Phone Number” is enabled, investors will also be required to provide their phone number when creating an account.

***Optional*****&#x20;Require ID Upload**

When enabled, investors will be required to upload a photo of their ID when making an investment. Please note: only Issuance staff can disable this feature

***Optional*****&#x20;Who is required to upload ID?**

When Require ID Upload is enabled, you can select from which region investors are required to upload their ID.

**Investor Regions**

This enables you to restrict from which regions legal persons can invest in your offering.

#### Details - Branding <a href="#details-branding" id="details-branding"></a>

{% hint style="warning" %}
Please note that Branding settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.
{% endhint %}

***Optional*****&#x20;Accent Color**

Enter in the Accent Color for this offering.

Description: This color will be used for buttons and large graphical elements. It is in hexademical format.

Example: #212529

***Optional*****&#x20;Accent Color Contrast**

Enter in the Accent Color Contrast for this offering.

Description: This the color of text displayed in this offering. It is in hexademical format. Note, in most cases, you should use the same values for Accent Contrast Color and Secondary Contrast Color.

Example: #E5E7EB

***Optional*****&#x20;Secondary Color Contrast**

Enter in the Secondary Color Contrast for this offering.

Description: This color will be used for small graphical elements. It is in hexademical format. Note, in most cases, you should use the same values for Accent Contrast Color and Secondary Contrast Color.

Example: #6B7280

***Optional*****&#x20;Logo**

Select and upload a file of the company's logo Alternatively, drag and drop a file of the logo into the area with a dashed border.

Description: This is a file upload section where you can upload the company's logo to be displayed to investors. It accepts .png, .jpg, and .gif file types.

***Optional*****&#x20;Favicon**

Select and upload a file of the company's favicon. Alternatively, drag and drop a file of the favicon into the area with a dashed border.

Description: This is a file upload section where you can upload the company's favicon to be displayed to investors on capable web-browsers. It accepts the .ico file type.

#### Details - Communications Management <a href="#details-communications-management" id="details-communications-management"></a>

{% hint style="warning" %}
Please note that Communications Management settings are not saved automatically. You must click the button labeled "Update Offering" to save them to your offering.
{% endhint %}

***Optional*****&#x20;High value investment email**

When enabled, investments over a certain threshold will be sent a different email template for the investment confirmation email and marked 'high value' for CRM integrations.

***Optional*****&#x20;High value email threshold**

This threshold is used to trigger **High value investment emails**.

Description: This is the threshold, in dollars, for high value emails. It is $10,000 by default.

Example: $10,000

#### *Optional* Details - Test the Waters <a href="#optional-details-test-the-waters" id="optional-details-test-the-waters"></a>

Test the Waters is a feature that allows investors who are ineligible to invest in a Reg D 506(c) offering to indicate their willingness to invest in a future offering which they would be eligible for.

***Optional*****&#x20;Test the Waters**

When this is enabled, ineligible investors will be directed to the Test the Waters page where they can indicate how much they would be willing to invest.

***Optional*****&#x20;Suggestions for test the waters**

These buttons will be displayed for an investor to click on to indicate their how much they would be willing to invest.

Example: 1st Button: $2,500 2nd Button: $7,500 3rd Button: $15,000

### Subscription Agreements <a href="#subscription-agreements" id="subscription-agreements"></a>

To edit or add a subscription agreement, please reach out to your Issuance Operations contact.

### Email Notifications <a href="#email-notifications" id="email-notifications"></a>

{% hint style="warning" %}
Please note: Email Notifications are not saved automatically. You must click the button labeled "Save Settings" to save them to your offering.
{% endhint %}

To configure performance report and investment notification emails to be sent out automatically, click on "Email Notifications".

Here you can add emails to all you wish to receive performance reports on a daily and weekly basis. You can also set the emails of those who you wish to receive notifications on all new investments.

#### Performance Reports <a href="#performance-reports" id="performance-reports"></a>

This enables daily performance reports to be sent out to all emails that are listed below.

Type in the email(s) you wish to receive daily performance reports. For multiple emails, separate them with a comma and a space.

Example: <demouser1@democompany.com>, <demouser2@democompany.com>, <demouser3@democompany.com>

#### Weekly Reports <a href="#weekly-reports" id="weekly-reports"></a>

This enables weekly performance reports to be sent out to all emails that are listed below.

Type in the email(s) you wish to receive weekly performance reports. For multiple emails, separate them with a comma and a space.

Example: <demouser1@democompany.com>, <demouser2@democompany.com>, <demouser3@democompany.com>

#### Investment Emails <a href="#investment-emails" id="investment-emails"></a>

This enables email alerts for when an investment action is undertaken to be sent out to all emails that are listed below.

Type in the email(s) you wish to receive these alerts. For multiple emails, separate them with a comma and a space

Example: <demouser1@democompany.com>, <demouser2@democompany.com>, <demouser3@democompany.com>

#### New Completed Investment emails <a href="#new-completed-investment-emails" id="new-completed-investment-emails"></a>

This enables email alerts for when a new investment is completed to be sent out to all emails that are listed below.

Type in the email(s) you wish to receive these alerts. For multiple emails, separate them with a comma and a space

Example: <demouser1@democompany.com>, <demouser2@democompany.com>, <demouser3@democompany.com>

#### New Account Emails <a href="#new-account-emails" id="new-account-emails"></a>

This enables email alerts for when a new account is created through your Offering Slug (URL) to be sent out to all emails that are listed below.

Type in the email(s) you wish to receive these alerts. For multiple emails, separate them with a comma and a space

Example: <demouser1@democompany.com>, <demouser2@democompany.com>, <demouser3@democompany.com>

#### User Max Monitoring Email <a href="#user-max-monitoring-email" id="user-max-monitoring-email"></a>

This enables email alerts for when users receive the maximum number of emails for a given eventto be sent out to all emails that are listed below.

Type in the email(s) you wish to receive these alerts. For multiple emails, separate them with a comma and a space

Example: <demouser1@democompany.com>, <demouser2@democompany.com>, <demouser3@democompany.com>


# Offering Analytics

This section provides information on how to review analytics for your offering on the Issuance platform.

To view the analytics dashboard of any offering, please follow these instructions.

### Accessing the Analytics Dashboard <a href="#accessing-the-analytics-dashboard" id="accessing-the-analytics-dashboard"></a>

Navigate to the [Issuer Dashboard](https://invest.issuance.com/issuer/dashboard)

Click on the title of the offering whose analytics you want to view.

![](https://ajeuwbhvhr.cloudimg.io/colony-recorder.s3.amazonaws.com/files/2023-06-27/0214b840-c32a-410b-997e-017ded81a811/ascreenshot.jpeg?tl_px=0,118\&br_px=1493,958\&force_format=png\&width=560\&wat_scale=50\&wat=1\&wat_opacity=0.7\&wat_gravity=northwest\&wat_url=https://colony-recorder.s3.us-west-1.amazonaws.com/images/watermarks/FB923C_standard.png\&wat_pad=113,139)

### Analytics Dashboard <a href="#analytics-dashboard" id="analytics-dashboard"></a>

Analytics are updated everyday at 11:59 PM US Pacific Time. They are displayed in two columns, Value, which is the total for the offering's history, and 7-Day, which is the percent change in the individual analytic over the past 7 days.

#### Traffic <a href="#traffic" id="traffic"></a>

This is the amount of individuals who have visited the offering page.

#### Country Breakdown <a href="#country-breakdown" id="country-breakdown"></a>

This is the breakdown of the countries investors have visited the offering page from.

#### New Investors <a href="#new-investors" id="new-investors"></a>

**Offering Page Signups**

This is the number of investors who created an account through the offering's URL.

**Investment Commitments**

This is the number of new investors who committed to investing after accessing the offering through your offering's URL.

#### Offering Performance <a href="#offering-performance" id="offering-performance"></a>

This is the investment funnel for the offering. It shows the amounts committed, amounts received, and the amounts invested.

**Total Amount Committed**

This is the amount of money committed to the offering.

**Number of Commitments**

This is the number of individual commitments made to the offering.

**Total Amount Received**

This is the amount of money the offering has received from investors.

**Number of Received Payments**

This is the amount of indivual payments the offering has received from investors.

**Total Amount Invested**

This is the amount of money the offering has received from finalized investments.

**Number of Finalized Investments**

This is the number of finalized investments the offering has received.

#### Payments <a href="#payments" id="payments"></a>

This is a breakdown of the payment methods used in investment commitments the offering.

**Card**

Investments commitments funded with a credit or debit card. This is further broken down by Apple Pay, Google Pay, and Link.

**ACH**

Investments commitments funded with an ACH transfer.

**Wire**

Investments commitments funded with a wire transfer.

#### Invesment Flow <a href="#invesment-flow" id="invesment-flow"></a>

This is a breakdown of the investment flow for the offering.

**Users Started Only Count**

This is a count of the number of users who started the investment process but did not complete it.

**Number Of Pending Payments**

This is a count of the number of investment payments that are pending.

**Investments Missing Signatures**

This is the count of the number of investment commitments that are missing signatures.

**Number of Finalized Investors**

This is the number of investors whose investments have been finalized.

**Investments Pending Closing**

This is the number of investments that have been funded but have not been finalized.

**Investors Pending KYC**

This is the number of investors who are pending KYC approval.

**Users Pending Approval Count**

This is the number of investors who are pending approval.

#### Common Investment Sizes <a href="#common-investment-sizes" id="common-investment-sizes"></a>

This is a breakdown of the most common investment sizes for the offering.

**Average Investment Size**

This is the average size of an investment in the offering. It is calculated by dividing the total amount invested by the number of individual investments.

**Minimum Investment Frequency**

This is the frequency of investments that are the minimum investment size.

#### Demographics <a href="#demographics" id="demographics"></a>

This is a breakdown of investors by their age information.

**18-35**

This is the number of investors who are between the ages of 18 and 35.

**36-65**

This is the number of investors who are between the ages of 36 and 65.

**65+**

This is the number of investors who are older than 65.

**Average Age**

This is the average age of investors in the offering.


# Offering Reports

{% hint style="info" %}
This section provides information on how to review investment reports for your offering on the Issuance platform.
{% endhint %}

### Investment Reports <a href="#investment-reports" id="investment-reports"></a>

To access investment reports, please navigate to the [Issuer Dashboard](https://invest.issuance.com/issuer/dashboard).

Then access the link titled [Reports](https://invest.issuance.com/issuer/dashboard/reports) located on the left-hand side bar.

This will bring you to the reports page where you can generate new reports for an offering by clicking on the "Generate New Report" button for that offering. Additionally, you can access previously generated reports for that offering in the same module.

Please note that some reports can take a few moments to generate. Issuance will email you when the report has been generated and is accessile.

Below are the definitions for each of the various report types.

**Regular Investment Reports** These are reports showing all investments that are actively in process and have proceeded past the account creation phase.

**Incomplete Investments Reports** These are reports showing investments that have proceeded past the account creation phase but have not been completed; some further action is needed by the investor.

**Completed Investments Report** These are reports showing investments where no further action needed by the investor.

**Sign up users Report** These are reports showing only investments that have not proceeded past the account creation phase. I.e. just signups that haven't converted.

**Compliance Pack Report** These are reports showing the details of clearing failures, AML/KYC results, etc. for investments.

### Accessing Investment Reports <a href="#accessing-investment-reports" id="accessing-investment-reports"></a>

To access already generated reports, or to generate new reports, please follow these instructions.

**Navigate to the** [**Issuer Dashboard**](https://invest.issuance.com/issuer/dashboard)

<br>


# Page 1


# Issuer API

Below is our API that is available to Issuers with an active Issuer account and their Offering's API key.\
\
Our production base URL is: `http://api.issuance.com/`\
\
Our development base URL is: `http://django-dev.issuance-dev.com/`&#x20;

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api/investments/" method="get" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api/investments/{id}/" method="get" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api/investments/statuses/" method="get" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api/investments/summary/" method="get" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api/investments/values/" method="get" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api/investors/" method="get" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api/investors/{id}/" method="get" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api/investors/values/" method="get" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api/offerings/" method="get" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api/offerings/{id}/" method="get" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api/users/" method="get" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api/users/" method="post" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api/users/{id}/" method="get" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api/users/{id}/" method="patch" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}


# Third Party API

Below is our API that is available to our Third Party partners with an active Issuer account and the API keys of their Offerings.

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api\_third\_party/auth/login/" method="post" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api\_third\_party/auth/logout/" method="post" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api\_third\_party/auth/logoutall/" method="post" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api\_third\_party/investments/" method="get" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api\_third\_party/investments/" method="post" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api\_third\_party/investments/{id}/" method="get" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api\_third\_party/investments/{id}/get\_payment\_intent\_secret/" method="post" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api\_third\_party/investments/{id}/pdf\_subscription\_agreements/" method="get" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api\_third\_party/investments/{id}/temp\_pdf\_subscription\_agreements/" method="get" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api\_third\_party/investments/processing\_issue\_statuses/" method="get" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api\_third\_party/investments/statuses/" method="get" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api\_third\_party/investments/values/" method="get" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api\_third\_party/investors/" method="get" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api\_third\_party/investors/" method="post" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api\_third\_party/investors/{id}/" method="get" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api\_third\_party/investors/{id}/get\_ach\_credit\_transfer/" method="get" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api\_third\_party/investors/{id}/run\_second\_kyc/" method="post" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api\_third\_party/investors/check\_tax\_id\_number\_valid/" method="post" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api\_third\_party/investors/create\_id\_upload\_workflow\_url/" method="post" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api\_third\_party/investors/kyb\_country\_codes/" method="get" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api\_third\_party/investors/kyc\_country\_codes/" method="get" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api\_third\_party/investors/values/" method="get" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api\_third\_party/invoices/" method="get" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api\_third\_party/invoices/{id}/" method="get" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api\_third\_party/kyb\_documents/" method="get" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api\_third\_party/kyb\_documents/" method="post" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api\_third\_party/kyb\_documents/{id}/" method="get" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api\_third\_party/subscription\_agreement\_investor\_signatures/" method="get" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api\_third\_party/subscription\_agreement\_investor\_signatures/" method="post" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}

{% openapi src="<https://django.issuance-dev.com/api/schema/>" path="/api\_third\_party/subscription\_agreement\_investor\_signatures/{id}/" method="get" %}
<https://django.issuance-dev.com/api/schema/>
{% endopenapi %}